Reporting to the Head of Monitoring, your duties and responsibilities will include:

• Undertaking monitoring visits and following up on any recommended remedial action;

• Monitoring adherence to the FSA and Exchange rules;

• Identifying training needs and IT requirements within the business;

• Assisting with audit visits, investigations and projects;

• Dealing with Market Abuse issues and conflicts of interest

You will have proven Compliance monitoring experience – those with Exchange or brokerage experience will be at an advantage. You will have strong inter-personal skills and an excellent attention to detail. Excellent opportunity.