Major international investment banking organisation.
VP-level role specialising in auditing the Legal, Risk and Compliance function.
Outstanding career opportunities on a global basis.
This role is with one of the world's leading investment banking organisations which has operations in 50 countries and over 70,000 employees worldwide. It has established a strong presence in the major emerging markets and in APAC and has a large hub in Singapore, where this role is based.
With a focus on the Market Risk, Credit Risk, Operational Risk, BCM, Treasury and Legal and Compliance functions, the successful candidate will conduct risk-based audits locally and globally confirming that all audit work is appropriately risk assessed and aligned to the audit strategy. You will undertake audit assignments and review audit work completed by other team members and drafts audit reports for review by senior management, identifying and escalating issues and recommending audit ratings for approval by the Head of Audit. You will also present your key findings for agreement with client management and pursue appropriate management action plans.
We are seeking a specialist in this area with experience of a management role within either an Audit, Compliance or Risk function. The individual will require detailed technical knowledge of components of the LRC function and a solid understanding and experience of financial services products and operations.
The candidate will also need to have a strong appreciation of risks and controls applicable to the LRC function and have a clear understanding of how Group Audit can work with, and support, LRC in an investment banking environment.
Our ideal candidate should have the following: • At least 10 years of audit experience, of which 5+ years should be relevant financial services audit experience gained in a major investment bank. • Experience in risk focused controls/systems based auditing techniques coupled with a deep knowledge of Investment Banking products, systems and processes. • Knowledge of capital and financial markets regulations and compliance and legal requirements for investment banking activities.
Travelling up to 20% of your time within the region is expected.
Should you wish to apply for this role then please send your CV, in Word format, to will.russell@hays.com.sg or call him on +65 6303 0151.
