You will be responsible for managing a compliance team of 6, checking that all trades are compliant with client and regulatory guidelines both at time of trade and through monthly portfolio compliance.  Each team member analyses individual trades on a day-to-day basis with respect to an account’s holdings, asset classes and individual applicable restrictions. Approximately 25-35% of the trades executed require manual review.  As the Manager, you will be the main link between the Portfolio and Account Management teams and you should have a good understanding of the entire trade flow process.  You should be able to multi-task and work under pressure.

        With a strong financial background and preferably a suitable qualification, you will also need to be a strong communicator and have a sound knowledge of the workings and structure of all major types of asset class within European and Global Fixed Income and Derivative markets. Highly analytical and with great attention to detail, my client is also looking for someone with excellent MS Excel ability with strong MS Word, Access and Powerpoint knowledge.

For further details pls call me on 020 7220 6350 or apply via email to simon@coninghamlee.co.uk