Leading investment bank seems ECM/DCM Compliance Advisor at the VP or Director level.
you will: •Provide compliance coverage for the EMEA investment banking business, with particular focus on Equity Capital Market and Debt Capital Market Origination and Corporate Broking, including oversight of deal flow in partnership with the Business Selection and Conflicts team •Develop close working relationships with the banking teams to strengthen a culture of compliance by providing guidance and education to sensitise bankers to compliance and risk mitigation matters in order to ensure early warning of potential issues •Work with other compliance officers in overseas offices to ensure consistency of approach and cross-border coverage, including providing a reputational and operational risk perspective to reflect the combined organisation’s evolving risk environment •In consultation with line of Business Management, the Business Selection and Conflicts team and Legal partners, develop and implement changes and improvements to current policies •Work with Legal, as appropriate, to update policies and procedures to reflect changes in regulatory rules.
Badenoch & Clark is acting as an Employment Agency in relation to this vacancy. Badenoch & Clark is an Equal Opportunity Employer and a registered Disability Symbol User.
This role may suit a former investment banker, corporate broker or a former Corporate Finance lawyer with strong understanding of the front office environment. Alternatively you may come from existing Legal or Compliance functions in an Investment Bank.
