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Jobs: Compliance / Legal, New York City, New York, USA

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Compliance / Regulatory, In-house Legal, Other

31-37 of 37 Jobs

Company

Location

Date



VP- Bank Regulatory Compliance	Marcus & Associates Salary: 140-180k with performance...	USA-NY-New York City	20 Oct
Unique oppurtunity to join an elite team at an Investment Bank with a growing presence in Manhattan. Company seeks fast-trac...


Director of Equities Compliance	Howard-Sloan Professional... Salary: salary plus bonus	USA-NY-New York City	16 Oct
The Director of ECM Origination, Syndicate and Special Equities Compliance is responsible for managing compliance risk, devel...


Fixed Income Compliance Analyst	Morgan Stanley Salary: not disclosed	USA-NY-White Plains	30 Nov
See job description below


Mid Level Hedge Fund Compliance	Michael Page Salary: 125,000 -170,000	USA-CT-Greenwich	23 Nov
Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years of experience in...


Compliance Associate	Not Disclosed Salary: competitive	USA-CT-Greenwich	19 Nov
A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate. The candidate should h...


Compliance Assistant for Broker Dealer and related Registered Investment Advisor	Not Disclosed Salary: Full-time Permanent Posit...	USA-CT-Greenwich	18 Nov
Compliance assistant will assist CCO with all compliance and regulatory matters.


Compliance Officer - Generalist Broker Dealer	Michael Page Salary: $80,000 - $120,000	USA-CT-Greenwich	17 Nov
Our client is a U.S. based brokerage firm with a well established global presence.

Jobs: Compliance / Legal, New York City (31-37 of 37 Jobs)

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TradeTech Online: Careers

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TradeTech Online: Careers