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Jobs: Compliance / Legal, UK
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Compliance / Regulatory, In-house Legal, Other
London, Edinburgh, Channel Islands, South West, North East
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61-90 of 95 Jobs Company Location Date
Client Service Manager
AP Group
Salary: full benefits package
UK-Channel Islands 24 Nov
This is a senior appointment working for a leading, global finanical organisation.
Counsel, Banking Operations
EBRD
Salary: Competitive
UK-London 24 Nov
Role Overview

The EBRD's Office of the General Counsel is at the core of EBRD's challenging mandate to support t...

AML Compliance Officer
UBS AG
Salary: Competitive
UK-London 24 Nov
An opportunity has arisen for a Compliance Officer to fill a part time role as a member of the Financial Intelligence Unit (F...
Investment Compliance Monitoring
Change
Salary: £negotiable
UK-Edinburgh 24 Nov
Change are seeking an individual to assist their client, a leading Edinburgh based Fund Management firm, on an ongoing tempor...
Exchange Connectivity - Compliance Project Manager
Kaizen Partnership Techno...
Salary: Salary to attract the bes...
UK-London 23 Nov
Our client, one of the largest and most successful Hedge Funds in the U.S have begun expansion of their operation into the UK...
Funds Partner
AP Group
Salary: NA
UK-Channel Islands 23 Nov
A highly regarded international law firm is seeking a high calibre Funds Partner for its Jersey office. There will be suffici...
Head of Structured Finance Administration - £60,000 +
AP Group
Salary: NA
UK-Channel Islands 23 Nov
In this key role you will manage the finance team and undertake the administration of a portfolio of legal entities and struc...
Compliance Consultant - Asset Servicing
Northern Trust
Salary: Competitive
UK-London 23 Nov
Northern Trust is recruiting for a Compliance Consultant within the UK Asset Servicing Compliance team with oversight of whol...
Operational risk Manager - Regulatory Compliance, London
Morgan McKinley Group Ltd
Salary: £65-75k
UK-London 23 Nov
Global bank seeks Operational Risk manager to specialise in regulatory compliance. You will be responsible for developing and...
Head of Compliance
Old Mutual Asset Managers
Salary: Competitive
UK-London 20 Nov
An exciting opportunity has arisen for a Compliance professional. The role of the Compliance Manager is to provide oversight...
Senior Group Compliance Manager
GRS Group
Salary: £75k + bonus & benefits
UK-London 20 Nov
This leading banking group are looking for a Senior compliance manager to join their group function.
VP Corporate Tax Compliance
GRS Group
Salary: £negotiable
UK-London 20 Nov
Senior Tax Compliance and Reporting profession required for our large financial services client based in London
Head of Risk Change, EMEA
Northern Trust
Salary: Competitive
UK-London 19 Nov
As a senior Risk Professional you will be responsible for managing key EMEA Risk and Compliance Projects. Whilst each projec...
Risk Manager - Legal Operations
Barclay Simpson
Salary: £60,000 - £65,000 baisc +...
UK-London 18 Nov
This leading financial services group are currently looking to recruit a new Risk Manager to develop and maintain an effectiv...
Business Analyst - Basel II (Capital Reporting)
Practicus
Salary: £400 - £500 per day
UK-London 17 Nov
This Tier 1 Investment Bank is looking to recruit an experienced Business Analyst to work on a project within its Regulatory...
Senior Compliance Consultant
Not Disclosed
Salary: £Neg.
UK-London 17 Nov
A leading Compliance business is keen to identify a Senior Compliance Consultant to be part of a dynamic and client facing te...
Tradng Systems Account Manager
Bloomberg
Salary: Competitive
UK-London 16 Nov
In this role, you will be managing accounts and providing solutions to our clients. You will have daily interaction with clie...
ISDA Master Agreement Negotiator
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 16 Nov
Leading European bank seeks an experienced ISDA Master Agreement negotiator to join their legal team within the Legal Transac...
Anti-Money Laundering Officer - Vice President
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 16 Nov
This top investment bank requires an experienced AML specialist.
Regulatory Policy and Standards Advisor
Willis Limited
Salary: up to £45k base
UK-London 16 Nov
Willis Group is one of the world’s leading risk management and insurance brokers. The main purpose of this role is to provide...
Compliance Consultant Monitoring & Testing
Northern Trust
Salary: Competitive
UK-London 16 Nov
This role involves working with the Regional Monitoring and Testing Manager to develop the Corporate Monitoring and Testing P...
Hedge Fund Operational Professional
Investigo Banking and Fin...
Salary: £80,000 - £150,000
UK-London 15 Nov
Our client is leading in the field with regard to hedge fund operational due diligence and is looking to double its office i...
Compliance Manager
Commodity Appointments Lt...
Salary: Negotiable
UK-South West 14 Nov
Compliance Manager required for International refining and chemicals company, to be based in UK or Geneva
ECM/DCM Compliance Advisor
Badenoch & Clark
Salary: £0-40000
UK-London 12 Nov
Leading investment bank seems ECM/DCM Compliance Advisor at the VP or Director level.
Fixed Income Compliance Officer - Investment Management - London
Morgan McKinley Group Ltd
Salary: £60k - £75k basic plus pa...
UK-London 11 Nov
A leading global investment management firm is currently looking to recruit a Fixed Income Compliance Officer for their Londo...
Head of Client Onboarding - London - Investment Bank
Morgan McKinley Group Ltd
Salary: Very competitive Basic pl...
UK-London 11 Nov
A prestigious global investment bank is currently looking to recruit a Head of Client Onboarding for their London office.
Trading Risk Analyst
Orbis Investment Manageme...
Salary: Competitive
UK-London 10 Nov
This job is located in Bermuda
Investment Guidelines Manager
ConinghamLee Ltd
Salary: £75-100k
UK-London 06 Nov
This is a fantastic opportunity for the right person to work within an extremely dynamic environment and further their career
Compliance Monitoring Officer
Hudson
Salary: 200 per day
UK-London 05 Nov
Our client is a prestigious brokerage firm working in the wholesale markets. Increasing work volumes has led to the need for...
Compliance &Ops Risk Officer
Hudson
Salary: £60000 + car allowance
UK-London 29 Oct
Our client is a recognised wholesale bank with a high-market profile. The wholesale banking team are looking for an experienc...
Jobs: Compliance / Legal, UK (61-90 of 95 Jobs)
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