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Jobs: Compliance / Legal, LondonUK
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Compliance / Regulatory, In-house Legal, Other
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1-30 of 85 Jobs Company Location Date
Fraud Strategy manager
Royal Bank of Scotland
Salary: £packages to attract the...
UK-London 30 Nov
How would you like to be part of one of the most exciting business areas within RBS right now?
General Counsel - Hedge Fund - London
Not Disclosed
Salary: Industry Leading
UK-London 30 Nov
One of Europe's largest and most successful Investment Management firms are looking to hire a very talented legal specialist...
AML & Governance Manager
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 30 Nov
My client is a leading global financial services provider with a strong global presence.
Futures Compliance Officer
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 30 Nov
Our client is a leading financial services provider with offices throughout the globe. Due to expansion a vacancy has arisen...
Compliance Officer - Prime Brokerage
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 30 Nov
My client is a leading Investment Bank with a strong global presence. Due to expansion they are seeking a Compliance Officer...
Head of Risk & Compliance
Not Disclosed
Salary: £150,000 & Substantial Bo...
UK-London 30 Nov
Our client is a leading global financial services provider , based in the heart of Central London
Policy , Risk and Regulatory Affairs : Global Investment Bank
Joslin Rowe Compliance
Salary: £55,000
UK-London 30 Nov
Our client is is one of the world's foremost investment firm's . The role is as an AVP in the Policy, Risk and Regulatory Aff...
Financial Markets Europe Compliance Officer
Standard Chartered Bank
Salary: Competitive
UK-London 30 Nov
Financial Markets Compliance
MANAGER/SENIOR MANAGER, FINANCIAL RISK MANAGEMENT AND REGULATORY CONSULTANCY, PRUDENTIAL, LIQUIDITY RISK AND REGULATORY ADVISORY
Incarter International Lt...
Salary: Highly competitive
UK-London 30 Nov
Regulatory and Risk Management team of large international consultancy, fast-growing market leader, seeks business-oriented...
Regulatory Reporting Manager
Hays City
Salary: £100k
UK-London 30 Nov
Prestigious financial institution is looking for a regulatory reporting manager to join their senior management team.
Junior Lawyer
ETF Securities
Salary: Competitive + Bonus
UK-London 30 Nov
ETF Securities has an opportunity for a Junior Lawyer to assist in developing the Company’s securities and funds platforms. E...
Corporate Finance Analyst - Transactional Focus (3mths - possTemp to Perm)
Not Disclosed
Salary: GBP 50-60k pro rata
UK-London 30 Nov
Our client is a major natural resources focused boutique investment bank, looking for immediate corporate finance transaction...
Risk Analyst - Asset Management - Latentzero - London/City
Saul & Partners
Salary: Up to £45K + Bonus + Bene...
UK-London 29 Nov
Risk Analyst required by top tier Asset Management firm in the heart of the City with strong investment management for portfo...
Compliance Officer/Manager - Cyprus
GRS Recruitment (Cyprus)
Salary: market rate + performance...
UK-London 28 Nov
An exciting opportunity has arisen for a UK experienced compliance officer/manager to join a well established team in Cyprus....
Market Risk Management - Regulatory Risk
Hudson
Salary: AVP level compensation
UK-London 28 Nov
World-leading investment bank seeks a candidate to join its Market Risk team. The role will be focussed on high profile regu...
Operational Risk - London and New York
Hudson
Salary: £££ Competitive
UK-London 28 Nov
My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The role is based with...
Equities Compliance Officer
McGregor Boyall
Salary: £EXCELLENT
UK-London 27 Nov
A superb opportunity has arisen at this major investment banking house. The responsibilities of the role are two-fold - compl...
Large Holdings Compliance Advisory Associate
McGregor Boyall
Salary: £Excellent
UK-London 27 Nov
The role will take responsibility in assisting the Global Heads of Large Holdings with the deliverables and expansion of Larg...
Deputy MLRO
Eames Consulting
Salary: £70,000 - £120,000 + bene...
UK-London 27 Nov
My client, a leading European financial services firm with a Global reach are looking for an exceptional individual to join t...
VP Supervision and Control
Joslin Rowe Investment
Salary: Excellent++
UK-London 27 Nov
A city based wealth manager is seeking a Vice President to head up this team
Actuarial Project Director - Life/Non-Life Actuary
Hanover Search and Select...
Salary: circa £120,000
UK-London 27 Nov
* An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory authority *
Assistant Compliance Officer
Castlestone Management Lt...
Salary: D.O.E
UK-London 27 Nov
You will be responsible for assisting the Head of Legal & Compliance in ensuring the company’s activities comply with FSA, SE...
Compliance Advisory Specialist
GRS Group
Salary: £350 per day
UK-London 27 Nov
A leading investment bank requires a Compliance Advisory specialist to provide day to day advice, guidance and support to the...
International Compliance Consultant
Wachovia Bank N.A.
Salary: Competitive Salary + Bene...
UK-London 27 Nov
Responsible for developing, implementing, and monitoring compliance programs for the Global Financial Institutions (GFI) grou...
Client On-Boarding : Trading Floor Role
Joslin Rowe Compliance
Salary: £Negotiable
UK-London 27 Nov
Our client is a premier global investment bank . This wonderful role will be situated within the client onboarding team on...
Senior Compliance Manager - Regulatory Change
Hays City
Salary: £85,000
UK-London 27 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Senior Manager Control Room - Investment Bank
Hays City
Salary: £100,000
UK-London 27 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Compliance Manager
Hays City
Salary: £70,000 + Car + LTA + Ben...
UK-London 27 Nov
My client is growing organisation that has an excellent reputation within the market. They are currently recruiting for two a...
Compliance & Risk Analyst
Hays City
Salary: £50-60k
UK-London 26 Nov
A experienced Compliance generalist is required to effectively operate across the organization to provide advice on regulator...
Capital Projects Manager
Genworth Financial Inc
Salary: Competitive + bonus + ben...
UK-London 26 Nov
Reporting to the SVP, Capital Management and Ratings, you will work closely with the Capital Management team to provide proje...
Jobs: Compliance / Legal, London (1-30 of 85 Jobs)
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