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Jobs: Compliance / Legal, RoW
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Compliance / Regulatory, In-house Legal, Other
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91-120 of 129 Jobs Company Location Date
FIXED INCOME COMPLIANCE, ASSOCIATE TO VP
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 19 Nov
A prestigious investment bank is looking for outstanding candidates to join the Fixed Income Compliance team. The position i...
Director - Investment Banking Compliance
Derwent Executive Recruit...
Salary: Circa $200K Package plus...
Australia-Sydney 19 Nov
Leading Global Investment bank with strong compliance culture & reputation
Compliance Officer (IBD & Asset Management)
Robert Half Singapore
Salary: Competitive
Singapore 18 Nov
4 – 5 years of experience in development (Sybase / Oracle) and support. Strong programming skills in C / C++ / Java, working...
Compliance Monitoring Lead
Barclays Technology Centr...
Salary: Competitive
Singapore 18 Nov
This is a role for Compliance Monitoring Lead to manage overall resource planning and take ownership of the Compliance Monito...
Structurer (Fixed Income Legal & Regulatory Team)
UBS AG
Salary: Competitive
China-Hong Kong 18 Nov
An exciting opportunity has arisen to join UBS as a Structurer (Fixed Income Legal & Regulatory Team).
Forensic, Assistant Manager / Manager (Shanghai)
KPMG (China and Hong Kong...
Salary: Competitive
China-Shanghai 18 Nov
KPMG Forensic China has experienced forensic resources based in Shanghai and Hong Kong. We provide clients with commercial an...
ISDA Documentation
Hays Banking
Salary: Highly competitive
Singapore 18 Nov
With continuous growth to support an increasingly demanding business within an ever changing environment, there is now an opp...
VP Internal Audit - Investment Banking
Hays Banking
Salary: SGD $150,000 - 200,000 pl...
Singapore 18 Nov
Major international investment banking organisation. VP-level role specialising in auditing the Legal, Risk and Compliance...
Compliance Officer
IBQ
Salary: Competitive
Qatar-Doha 17 Nov
Compliance Controller is responsible for exercising various compliance tests and periodical checking, depending on the approv...
SVP, Wealth & Investment Management Compliance
Reed Specialist Recruitme...
Salary: Top Tier - $1.5m HKD - $...
China-Hong Kong 17 Nov
Job Description: SVP - Wealth & Investment Management Compliance The individual will be based in Hong Kong to provide...
Wealth Management Lawyer
UBS AG
Salary: Competitive
China-Hong Kong 17 Nov
An exciting opportunity has arisen to join UBS a Lawyer
Compliance Officer – Controls and AML
UBS
Salary: Competitive
Australia-Melbourne 16 Nov
UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that t...
Compliance Officer
UBS
Salary: Competitive
Australia-Sydney 16 Nov
UBS Global Asset Management is seeking a Compliance Officer to join the Australia Legal and Compliance team.
Compliance Professional
Bloomberg
Salary: Competitive
Singapore 16 Nov
Bloomberg is looking for a compliance professional to join its Asian Compliance team in our Singapore office.
Product Controller, counterparty credit
Huxley Associates
Salary: $ 150+
USA-NY-New York City 13 Nov
Prduct Controller needed for counterparty credit group that has exceptional experience in derivatives product control experie...
AVP - Compliance Surveillance
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 13 Nov


Responsibilities



Department: Compliance. Moody's Compliance Department operates globally a...
AVP Compliance - Technology
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 13 Nov


Responsibilities



The Role The AVP Compliance Officer will work for an entity operating in...
AVP - Compliance
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 11 Nov


Responsibilities



Department: Moody's compliance function operates globally to provide comp...
Legal & Compliance Manager
PeopleSearch Pte Ltd
Salary: Negotiable
Singapore 10 Nov
Well-established financial institution looking for the following:
Director, Legal
Barclay Simpson
Salary: Negotiable
China-Hong Kong 10 Nov
Leading, global Financial Services firm, with strong Insurance and Asset Management businesses within the Asia Pacific, they...
Director of Compliance & Legal - Brokerage/ Capital Markets
Barclay Simpson
Salary: Negotiable & Flexible
China-Hong Kong 10 Nov
Outstanding opportunity for a well experienced, lawyer/ legal qualified Compliance and Legal director to head the Hong Kong o...
Legal Counsel - Investment Bank ( 2/3 Years + PQE)
Legal Futures (HK) Limite...
Salary: Above Market
China-Hong Kong 06 Nov
Our client is well respected and dynamic European Investment Bank and they are presently seeking an additional lawyer for the...
Compliance - Asset Management
Legal Futures (HK) Limite...
Salary: Above Market
China-Hong Kong 06 Nov
Our client is a market leading asset management company and they are currently seeking for a compliance officer for their Hon...
Compliance Manager
Kim Eng Securities Pte. L...
Salary: Competitive
Singapore 03 Nov
Enjoy the challenge of a rewarding career with Singapore’s leading independent securities broker. We are looking for individu...
L-1109-1444 Compliance Manager, VP - Private Banking >5PQE
Recruit Legal
Salary: Attractive
Singapore 03 Nov
Our client is a top tiered private bank which is often regarded as the best in their industry. Due to continued business grow...
AVP - Compliance Officer
Hamilton Choyce
Salary: Competitive
China-Hong Kong 03 Nov
Our client, a world leading brokerage firm is currently looking for an Assistant Vice President Compliance Officer to join th...
Vice-President, Risk & Compliance (European Funds Giant)
Talent 2 International -...
Salary: -
Singapore 30 Oct
• Join a leading European Funds business moving into Asia • Green-field opportunity to help set build a regional complia...
Compliance and Operational Risk Manager
Hamilton Choyce
Salary: Excellent Remuneration Pa...
China-Hong Kong 27 Oct
The Compliance and Operational Risk Manager will work across the Asia Pacific region supporting the Corporate and Investment...
Senior Associate - Corporate
Robert Walters Australia
Salary: $140- $160 (Competitive S...
Australia-Sydney 21 Oct
One of Sydney's renowned law firms is looking to hire a Senior Corporate/M&A lawyer to join their small and dynamic practice....
Compliance Director – Fund Management
Jon Michel Executive Sear...
Salary: Excellent
Australia-Sydney 16 Oct
Establish Compliance Environment For Sydney Operations - Global Firm, Over US$100Bn Under Management - $180,000 - $200,000 Pa...
Jobs: Compliance / Legal, RoW (91-120 of 129 Jobs)
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