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Jobs: Compliance / Legal, RoW
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Compliance / Regulatory, In-house Legal, Other
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31-60 of 129 Jobs Company Location Date
Regional Compliance Manager
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Institutional Equities Division HK, Documentation Negotiator, Associate/ Vice President
Morgan Stanley
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Reference Data HK, Regulatory Document Specialist, Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
IRCC HK, Regulatory Control Group, Analyst/ Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Manager, Change Standards & Governance, Business Transformation (12 mth secondment)
The Westpac Group
Salary: not disclosed
Australia-Sydney 29 Nov
Westpac has embarked on a significant programme of work to transform the bank, embedding customers at the centre of everythin...
Senior Manager
ASIC
Salary: EL 2
Australia-Melbourne 29 Nov
Improve governance standards and promote market confidence.
Risk Manager – Operational Risk
Profusion Group
Salary: Excellent remuneration ba...
Australia-Sydney 29 Nov
Fantastic career opportunity
Head of Compliance
Reed Specialist Recruitme...
Salary: Excellent + Benefits
UAE-Dubai 29 Nov
Regional bank looking for a Head of Compliance that is fluent in English / Arabic and has strong regional experience.
Markets Compliance
McGregor Boyall
Salary: £VERY COMPETITIVE
UAE-Dubai 27 Nov
A truly challenging opportunity delivering risk-based supervision through relationship management to a broad range of financi...
Compliance – Equities Sales & Trading
ALS International
Salary: Attractive
China-Hong Kong 27 Nov
Our client is a leading international investment bank.
Local Book Reporting Specialist, Shanghai
Resources Global Professi...
Salary: Negotiable
China-Shanghai 27 Nov
This is a great career opportunity to work with multinational clients and enjoy a flexible work schedule and corporate benefi...
AVP/ VP Surveillance
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 27 Nov
The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,...
Head of Control Room
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 27 Nov
Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro...
Legal Counsel
Astus Recruitment
Salary: Negotiable
China-Hong Kong 27 Nov
Our client, a leading financial institution, is currently seeking a Legal Counsel to join their Hong Kong office.
Compliance Officer
SearchAsia Hong Kong
Salary: Negotiable
China-Hong Kong 27 Nov
My client is one of the largest reputable securities house. Their activities comprise Equity Brokerage and corporate finance...
VP/AVP Client On-Boarding
WH Marks Sattin
Salary: Competitive
China-Hong Kong 27 Nov
Top Tier Ibank looking for motivated individual to drive forward their onboarding team
Regional Compliance Manager
Reed Specialist Recruitme...
Salary: Attractive Salary Package
China-Hong Kong 27 Nov
Our client is one of the worlds' leading financial institution, they are currently seeking a Compliance Manager to join their...
Compliance Head - Corporate Finance, Asset Management, Brokerage
SearchAsia Hong Kong
Salary: Open
China-Hong Kong 27 Nov
Compliance Head | Report to CRO | Corporate Finance, Asset Management, Securities Brokerage
Head of Legal and Compliance
SearchAsia Hong Kong
Salary: Open to Discuss
China-Hong Kong 27 Nov
Our client is an investment banking arm of a PRC Banking Group, upon the current expansion of business, which is currently lo...
WEALTH MANAGEMENT LAWYER
Taylor Root
Salary: Highly competitive
Singapore 26 Nov
World leading wealth manager is seeking a technically strong lawyer to advise growing private banking business in asia. Lawye...
CONTRACT LAWYER - CORPORATE/ BANKING
Taylor Root
Salary: Highly competitive
China-Hong Kong 26 Nov
Leading I-bank seeks an experienced corporate/ finance lawyer to oversee sale of part of their Asian businesses. Working clos...
Derivative Documentation Specialist
Taylor Root
Salary: Top of market
China-Hong Kong 26 Nov
Premier US investment bank now seeks a derivatives documentation specialist to join the team in Hong Kong.
Compliance Manager
ConnectedGroup Pte Ltd
Salary: Nego
Singapore 26 Nov
Our client an European investment bank looking out for an entrepreneur individual with strong interpersonal skills with self...
Senior Compliance Manger/Director
ConnectedGroup Pte Ltd
Salary: Attractive Salary
Singapore 26 Nov
Our client a leading financial advisory firm looking for regulatory and compliance manager/director.
Compliance Officer - AML
Barclay Simpson
Salary: £Excellent Package + Hous...
Qatar-Doha 26 Nov
Our client is a leading and unique financial services organisation based in central Doha, Qatar. As they continue to grow and...
Compliance Officer – Company Secretary
Barclay Simpson
Salary: £Excellent Package + Hous...
Qatar-Doha 26 Nov
Our client is a leading and unique financial services organisation based in central Doha, Qatar. As they continue to grow and...
Compliance Officer – Control Room
Barclay Simpson
Salary: £Excellent Package + Hous...
Qatar-Doha 26 Nov
Our client is a leading and unique financial services organisation based in central Doha, Qatar. As they continue to grow and...
Country Head of AML
Barclay Simpson Middle Ea...
Salary: AED Excellent Package + B...
UAE-Dubai 26 Nov
As one of the world’s premier banking groups, our client is going through a period of exciting change and is currently lookin...
Jobs: Compliance / Legal, RoW (31-60 of 129 Jobs)
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