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Jobs: Compliance / Legal, RoW
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Compliance / Regulatory, In-house Legal, Other
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1-30 of 127 Jobs Company Location Date
Senior Manager
ASIC
Salary: EL 2
Australia-Melbourne 29 Nov
Improve governance standards and promote market confidence.
Compliance Manager - Financial Services Industry
PricewaterhouseCoopers
Salary: Competitive
Australia-Melbourne 24 Nov
PricewaterhouseCoopers is seeking a Compliance Manager to join their Risk & Controls Solutions team in Melbourne.
Director - Operational Risk, Governance & Compliance
PricewaterhouseCoopers
Salary: Competitive
Australia-Melbourne 24 Nov
PricewaterhouseCoopers is seeking a Director to join their Risk & Controls Solutions team in Melbourne.
Compliance Officer – Controls and AML
UBS
Salary: Competitive
Australia-Melbourne 16 Nov
UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that t...
Manager, Change Standards & Governance, Business Transformation (12 mth secondment)
The Westpac Group
Salary: not disclosed
Australia-Sydney 29 Nov
Westpac has embarked on a significant programme of work to transform the bank, embedding customers at the centre of everythin...
Risk Manager – Operational Risk
Profusion Group
Salary: Excellent remuneration ba...
Australia-Sydney 29 Nov
Fantastic career opportunity
VP Compliance – Investment Banking
Morgan McKinley
Salary: Competitive
Australia-Sydney 24 Nov
Our client is a global investment bank which is aggressively expanding in the New Year, and as a result requires a senior com...
Country Head of Compliance – Global Investment Bank
Carmichael Fisher
Salary: $160K - $220K + Bonus (Ne...
Australia-Sydney 20 Nov
We are currently looking for a senior compliance manager to head up the compliance function for Australia. Reporting into the...
Director - Investment Banking Compliance
Derwent Executive Recruit...
Salary: Circa $200K Package plus...
Australia-Sydney 19 Nov
Leading Global Investment bank with strong compliance culture & reputation
Compliance Officer
UBS
Salary: Competitive
Australia-Sydney 16 Nov
UBS Global Asset Management is seeking a Compliance Officer to join the Australia Legal and Compliance team.
Senior Associate - Corporate
Robert Walters Australia
Salary: $140- $160 (Competitive S...
Australia-Sydney 21 Oct
One of Sydney's renowned law firms is looking to hire a Senior Corporate/M&A lawyer to join their small and dynamic practice....
Compliance Director – Fund Management
Jon Michel Executive Sear...
Salary: Excellent
Australia-Sydney 16 Oct
Establish Compliance Environment For Sydney Operations - Global Firm, Over US$100Bn Under Management - $180,000 - $200,000 Pa...
Test & Vacancy Only
Not Disclosed
Salary: Salary description goes h...
Bangladesh 28 Sep
Job summary field. This is just a test job. Please do not apply.
Hong Kong - Business Operational Risk Manager
Macquarie
Salary: Information not provided
China-Hong Kong 30 Nov
Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong.
Trade Surveillance Professional
Ambition
Salary: Highly Competitive Salary...
China-Hong Kong 30 Nov
Surveillance focused Core Compliance role with a leading International Bank
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 30 Nov
Regulatory Analyst
Regional Legal Counsel (6-10 yrs pqe) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 30 Nov
Join the wealth management arm of this ultra famous financial firm.
Senior Surveillance Manager (8 yrs exp) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 30 Nov
Our client is looking for a compliance guru.
Senior Compliance Legal Professional (7 yrs pqe) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 30 Nov
Investment banking focus working for a famous i-bank who is seeking a HK qualified lawyer.
Regional Compliance Manager
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Institutional Equities Division HK, Documentation Negotiator, Associate/ Vice President
Morgan Stanley
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Reference Data HK, Regulatory Document Specialist, Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
IRCC HK, Regulatory Control Group, Analyst/ Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Compliance – Equities Sales & Trading
ALS International
Salary: Attractive
China-Hong Kong 27 Nov
Our client is a leading international investment bank.
AVP/ VP Surveillance
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 27 Nov
The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,...
Head of Control Room
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 27 Nov
Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro...
Legal Counsel
Astus Recruitment
Salary: Negotiable
China-Hong Kong 27 Nov
Our client, a leading financial institution, is currently seeking a Legal Counsel to join their Hong Kong office.
Compliance Officer
SearchAsia Hong Kong
Salary: Negotiable
China-Hong Kong 27 Nov
My client is one of the largest reputable securities house. Their activities comprise Equity Brokerage and corporate finance...
Jobs: Compliance / Legal, RoW (1-30 of 127 Jobs)
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