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Jobs: Compliance / Legal, RoW
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Compliance / Regulatory, In-house Legal, Other
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1-30 of 128 Jobs Company Location Date
Hong Kong - Business Operational Risk Manager
Macquarie
Salary: Information not provided
China-Hong Kong 30 Nov
Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong.
Investment Compliance Analyst
Wellington Management Com...
Salary: Competitive
USA-MA-Boston 30 Nov
Investment Compliance Analyst
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 30 Nov
Regulatory Analyst
Message Compliance Analyst
Bloomberg
Salary: NA
USA-NJ-Princeton 30 Nov
The Bloomberg Data Division in Skillman is looking for highly motivated and enthusiastic people to be part of the Message Com...
Suspicious Transaction Reporting Unit, Analyst
Legal Futures Japan K.K.
Salary: Commensurate with Experie...
Japan-Tokyo 30 Nov
A leading investment bank is seeking a Suspicious Transaction Reporting Unit, Analyst for their Tokyo Office. The incumbent...
Underwriting Review Professional
Legal Futures Japan K.K.
Salary: Commensurate with Experie...
Japan-Tokyo 30 Nov
Underwriting review of all transactions at a leading international investment bank.
VP, Central Compliance
WH Marks Sattin
Salary: Highly Competitive
Singapore 30 Nov
An exciting opportunity awaits the right candidate to join a global financial institution, covering its Central Compliance fu...
Regional Legal Counsel (6-10 yrs pqe) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 30 Nov
Join the wealth management arm of this ultra famous financial firm.
Senior Surveillance Manager (8 yrs exp) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 30 Nov
Our client is looking for a compliance guru.
Senior Compliance Legal Professional (7 yrs pqe) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 30 Nov
Investment banking focus working for a famous i-bank who is seeking a HK qualified lawyer.
Legal Counsel - SHS Lawyer
Credit Suisse
Salary: Competitive
Singapore 30 Nov
SHS Lawyer
Regional Compliance Manager
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Institutional Equities Division HK, Documentation Negotiator, Associate/ Vice President
Morgan Stanley
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Reference Data HK, Regulatory Document Specialist, Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
IRCC HK, Regulatory Control Group, Analyst/ Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Manager, Change Standards & Governance, Business Transformation (12 mth secondment)
The Westpac Group
Salary: not disclosed
Australia-Sydney 29 Nov
Westpac has embarked on a significant programme of work to transform the bank, embedding customers at the centre of everythin...
Senior Manager
ASIC
Salary: EL 2
Australia-Melbourne 29 Nov
Improve governance standards and promote market confidence.
Risk Manager – Operational Risk
Profusion Group
Salary: Excellent remuneration ba...
Australia-Sydney 29 Nov
Fantastic career opportunity
Head of Compliance
Reed Specialist Recruitme...
Salary: Excellent + Benefits
UAE-Dubai 29 Nov
Regional bank looking for a Head of Compliance that is fluent in English / Arabic and has strong regional experience.
Markets Compliance
McGregor Boyall
Salary: £VERY COMPETITIVE
UAE-Dubai 27 Nov
A truly challenging opportunity delivering risk-based supervision through relationship management to a broad range of financi...
Compliance – Equities Sales & Trading
ALS International
Salary: Attractive
China-Hong Kong 27 Nov
Our client is a leading international investment bank.
VP, Legal Counsel
Aim Higher Consultancy Li...
Salary: Attractive
China-Hong Kong 27 Nov
A well-established Financial Institution is looking for a Legal Counsel to join the company. Reporting to head office and se...
Local Book Reporting Specialist, Shanghai
Resources Global Professi...
Salary: Negotiable
China-Shanghai 27 Nov
This is a great career opportunity to work with multinational clients and enjoy a flexible work schedule and corporate benefi...
AVP/ VP Surveillance
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 27 Nov
The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,...
Head of Control Room
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 27 Nov
Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro...
Trade Surveillance Professional
Ambition
Salary: Highly Competitive Salary...
China-Hong Kong 27 Nov
Surveillance focused Core Compliance role with a leading International Bank
Legal Counsel
Astus Recruitment
Salary: Negotiable
China-Hong Kong 27 Nov
Our client, a leading financial institution, is currently seeking a Legal Counsel to join their Hong Kong office.
Compliance Officer
SearchAsia Hong Kong
Salary: Negotiable
China-Hong Kong 27 Nov
My client is one of the largest reputable securities house. Their activities comprise Equity Brokerage and corporate finance...
Jobs: Compliance / Legal, RoW (1-30 of 128 Jobs)
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