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Senior Manager
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ASIC
Salary: EL 2
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Australia-Melbourne |
29 Nov |
| Improve governance standards and promote market confidence. |
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Compliance Manager - Financial Services Industry
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PricewaterhouseCoopers
Salary: Competitive
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Australia-Melbourne |
24 Nov |
| PricewaterhouseCoopers is seeking a Compliance Manager to join their Risk & Controls Solutions team in Melbourne. |
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Director - Operational Risk, Governance & Compliance
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PricewaterhouseCoopers
Salary: Competitive
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Australia-Melbourne |
24 Nov |
| PricewaterhouseCoopers is seeking a Director to join their Risk & Controls Solutions team in Melbourne. |
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Compliance Officer – Controls and AML
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UBS
Salary: Competitive
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Australia-Melbourne |
16 Nov |
| UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that t... |
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Manager, Change Standards & Governance, Business Transformation (12 mth secondment)
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The Westpac Group
Salary: not disclosed
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Australia-Sydney |
29 Nov |
| Westpac has embarked on a significant programme of work to transform the bank, embedding customers at the centre of everythin... |
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Risk Manager – Operational Risk
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Profusion Group
Salary: Excellent remuneration ba...
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Australia-Sydney |
29 Nov |
| Fantastic career opportunity
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VP Compliance – Investment Banking
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Morgan McKinley
Salary: Competitive
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Australia-Sydney |
24 Nov |
| Our client is a global investment bank which is aggressively expanding in the New Year, and as a result requires a senior com... |
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Country Head of Compliance – Global Investment Bank
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Carmichael Fisher
Salary: $160K - $220K + Bonus (Ne...
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Australia-Sydney |
20 Nov |
| We are currently looking for a senior compliance manager to head up the compliance function for Australia. Reporting into the... |
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Director - Investment Banking Compliance
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Derwent Executive Recruit...
Salary: Circa $200K Package plus...
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Australia-Sydney |
19 Nov |
| Leading Global Investment bank with strong compliance culture & reputation |
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Compliance Officer
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UBS
Salary: Competitive
|
Australia-Sydney |
16 Nov |
| UBS Global Asset Management is seeking a Compliance Officer to join the Australia Legal and Compliance team. |
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Senior Associate - Corporate
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Robert Walters Australia
Salary: $140- $160 (Competitive S...
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Australia-Sydney |
21 Oct |
| One of Sydney's renowned law firms is looking to hire a Senior Corporate/M&A lawyer to join their small and dynamic practice.... |
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Compliance Director – Fund Management
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Jon Michel Executive Sear...
Salary: Excellent
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Australia-Sydney |
16 Oct |
| Establish Compliance Environment For Sydney Operations - Global Firm, Over US$100Bn Under Management - $180,000 - $200,000 Pa... |
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Trade Surveillance Professional
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Ambition
Salary: Highly Competitive Salary...
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China-Hong Kong |
30 Nov |
| Surveillance focused Core Compliance role with a leading International Bank |
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Hong Kong - Business Operational Risk Manager
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Macquarie
Salary: Information not provided
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China-Hong Kong |
30 Nov |
| Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong. |
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Regulatory Analyst
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Wellington Management Com...
Salary: Competitive
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China-Hong Kong |
30 Nov |
| Regulatory Analyst |
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Regional Legal Counsel (6-10 yrs pqe) Hong Kong
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Hughes Castell (Hong Kong...
Salary: Excellent
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China-Hong Kong |
30 Nov |
| Join the wealth management arm of this ultra famous financial firm. |
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Senior Surveillance Manager (8 yrs exp) Hong Kong
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Hughes Castell (Hong Kong...
Salary: Excellent
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China-Hong Kong |
30 Nov |
| Our client is looking for a compliance guru. |
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Senior Compliance Legal Professional (7 yrs pqe) Hong Kong
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Hughes Castell (Hong Kong...
Salary: Excellent
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China-Hong Kong |
30 Nov |
| Investment banking focus working for a famous i-bank who is seeking a HK qualified lawyer. |
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Regional Compliance Manager
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JPMorgan Chase
Salary: not disclosed
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China-Hong Kong |
30 Nov |
| See job description below |
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Compliance Manager - Asia Equities
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JPMorgan Chase
Salary: not disclosed
|
China-Hong Kong |
30 Nov |
| See job description below |
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Asia Corporate Sector Audit — IT Auditor
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JPMorgan Chase
Salary: not disclosed
|
China-Hong Kong |
30 Nov |
| See job description below |
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Institutional Equities Division HK, Documentation Negotiator, Associate/ Vice President
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Morgan Stanley
Salary: not disclosed
|
China-Hong Kong |
30 Nov |
| See job description below |
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Reference Data HK, Regulatory Document Specialist, Associate
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Morgan Stanley
Salary: not disclosed
|
China-Hong Kong |
30 Nov |
| See job description below |
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IRCC HK, Regulatory Control Group, Analyst/ Associate
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Morgan Stanley
Salary: not disclosed
|
China-Hong Kong |
30 Nov |
| See job description below |
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Compliance – Equities Sales & Trading
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ALS International
Salary: Attractive
|
China-Hong Kong |
27 Nov |
| Our client is a leading international investment bank. |
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AVP/ VP Surveillance
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Talent2 (HK)
Salary: Attractive Remuneration
|
China-Hong Kong |
27 Nov |
| The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,... |
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Head of Control Room
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Talent2 (HK)
Salary: Attractive Remuneration
|
China-Hong Kong |
27 Nov |
| Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro... |
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Legal Counsel
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Astus Recruitment
Salary: Negotiable
|
China-Hong Kong |
27 Nov |
| Our client, a leading financial institution, is currently seeking a Legal Counsel to join their Hong Kong office. |
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Compliance Officer
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SearchAsia Hong Kong
Salary: Negotiable
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China-Hong Kong |
27 Nov |
| My client is one of the largest reputable securities house. Their activities comprise Equity Brokerage and corporate finance... |
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VP/AVP Client On-Boarding
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WH Marks Sattin
Salary: Competitive
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China-Hong Kong |
27 Nov |
| Top Tier Ibank looking for motivated individual to drive forward their onboarding team |
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