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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, Edinburgh, Channel Islands, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
Search within these results Search all jobs Advanced search 
 
91-120 of 338 Jobs Company Location Date
Trading Risk Analyst
Orbis Investment Manageme...
Salary: Competitive
UK-London 10 Nov
This job is located in Bermuda
Senior Manager, Capital Planning, Group Treasury
Barclay Simpson
Salary: £Competative Package
UK-London 10 Nov
One of the leading banking Groups in the UK is looking to recruit a Senior Manager for its Capital Planning team (Group Treas...
Commodities lawyer
Société Générale - UK
Salary: Excellent plus Benefits
UK-London 10 Nov
The main focus of this role will be to provide legal support and advice to some business lines within SG CIB's "Commodities C...
Legal ISDA Negotiator
Société Générale - UK
Salary: Competitive
UK-London 10 Nov
We have an exciting opportunity for a dynamic individual to join our Derivatives team in Group Legal in a newly defined role....
Financial Promotions Compliance Contract - Global Investment Bank
JCW Search
Salary: ~£40-£60k
UK-London 10 Nov
6 month contract - interviews available at short notice - newly created retail team within global investment banking firm - c...
Senior Accounting Services Officer
ASA Recruitment
Salary: competitive salary and ne...
UK-Channel Islands 10 Nov
Award winning and one of the leading legal and fiduciary services firms is currently seeking a Senior Accounting Services Off...
Group Financial Accountant
ASA Recruitment
Salary: Competitve and negoitable...
UK-Channel Islands 10 Nov
Award winning and one of the leading legal and fiduciary services firms is currently seeking a Group Financial Accountant who...
Compliance - Senior Manager
Change
Salary: to £60,000 depending on e...
UK-Edinburgh 06 Nov
Standard Life's compliance function has recently undergone a restructure, as a result of this we have a number of positions a...
Investment Guidelines Manager
ConinghamLee Ltd
Salary: £75-100k
UK-London 06 Nov
This is a fantastic opportunity for the right person to work within an extremely dynamic environment and further their career
Compliance Monitoring Officer
Hudson
Salary: 200 per day
UK-London 05 Nov
Our client is a prestigious brokerage firm working in the wholesale markets. Increasing work volumes has led to the need for...
Risk Manager
Change
Salary: Excellent
UK-Edinburgh 04 Nov
An Edinburgh based Asset Management house is seeking a technically minded Risk Manager who will be responsible for the team t...
Compliance &Ops Risk Officer
Hudson
Salary: £60000 + car allowance
UK-London 29 Oct
Our client is a recognised wholesale bank with a high-market profile. The wholesale banking team are looking for an experienc...
compliance officer - wholesale
AJILON (formerly JONATHAN...
Salary: c£70k
UK-London 23 Oct
You will play a pivotal role in developing/strengthening the existing compliance function with strong interaction with front...
Senior Master Agreement Negotiator
Not Disclosed
Salary: In line with market
UK-London 14 Oct
Our client is a major international investment bank with a growing presence in London. As part of a wider drive to bolster th...
Internal Financial Auditor EMEA
Grainger West
Salary: £55000 per annum +...
UK-London 06 Oct
A FTSE 100 listed multinational company is recruiting an Internal Auditor to be based out of their London office. Because of...
Retail & Commercial Banking Lawyer
Grupo BBVA
Salary: competitive package
UK-London 12 Aug
Retail and commercial banking lawyer with around 4-5 years’ PQE experience. The role would best suit a UK qualified solicito...
Head of Risk & Compliance
Not Disclosed
Salary: £150,000 & Substantial Bo...
UK-London 19 Nov
Our client is a leading global financial services provider , based in the heart of Central London
Policy , Risk and Regulatory Affairs : Global Investment Bank
Joslin Rowe Compliance
Salary: £55,000
UK-London 19 Nov
Our client is is one of the world's foremost investment firm's . The role is as an AVP in the Policy, Risk and Regulatory Aff...
Compliance Manager
National Australia Bank
Salary: TBA
Australia-Melbourne 22 Nov
At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin...
Regulatory Change Lawyer
Macquarie
Salary: Information not provided
Australia-Sydney 22 Nov
Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep...
AML Operations Manager
Macquarie
Salary: Information not provided
Australia-Sydney 22 Nov
An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program.
Investment Compliance Analyst
Wellington Management Com...
Salary: Competitive
USA-MA-Boston 22 Nov
Investment Compliance Analyst
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 22 Nov
Regulatory Analyst
Chief Compliance Officer - Global Investment Advisor
Capstone Investment Advis...
Salary: Salary plus Bonus
USA-NY-New York City 20 Nov
Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
Syndication Specialist/Paralegal
RBC
Salary: competative
USA-OH-Cleveland 20 Nov
Syndication Specialist
Institutional Brokerage Compliance Associate
Susquehanna International...
Salary: Commensurate with experie...
USA-NY-New York City 20 Nov
fixed income compliance corporate bonds
Fixed Income Compliance Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 20 Nov
See job description below
Alternatives Investment Group and Structured Investments Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Compliance Assessment - Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Jobs: Compliance / Legal (91-120 of 338 Jobs)
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