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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, Edinburgh, Channel Islands, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
Search within these results Search all jobs Advanced search 
 
61-90 of 338 Jobs Company Location Date
International Compliance Consultant
Wachovia Bank N.A.
Salary: Competitive Salary + Bene...
UK-London 17 Nov
Responsible for developing, implementing, and monitoring compliance programs for the Global Financial Institutions (GFI) grou...
Senior Structured Products Lawyer
ETF Securities
Salary: Competitive + Bonus + Equ...
UK-London 17 Nov
ETF Securities has an exciting opportunity for a Senior Structured Products Lawyer to work on the Company’s securities and fu...
Senior Compliance Advisor
MW Search
Salary: Competitive
UK-London 17 Nov
As part of a specialist compliance function, this highly visible role performs a valuable part in working with key business a...
Tax Manager - £55,000 - £65,000
AP Group
Salary: NA
UK-Channel Islands 17 Nov
Working closely with the senior management team, the successful candidate will offer technical expertise in relation to high-...
Tradng Systems Account Manager
Bloomberg
Salary: Competitive
UK-London 16 Nov
In this role, you will be managing accounts and providing solutions to our clients. You will have daily interaction with clie...
ISDA Master Agreement Negotiator
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 16 Nov
Leading European bank seeks an experienced ISDA Master Agreement negotiator to join their legal team within the Legal Transac...
Anti-Money Laundering Officer - Vice President
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 16 Nov
This top investment bank requires an experienced AML specialist.
Equities Advisory Compliance Officer - VP
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 16 Nov
This leading investment banks seeks a strong Equities compliance officer with experience in Cash, Equity Derivatives and Emer...
Business Analyst
Morgan Stanley
Salary: Competitive
UK-London 16 Nov
Morgan Stanley's Finance division is looking for business analysts to assist with the implementation of a new reporting syste...
Regulatory Policy and Standards Advisor
Willis Limited
Salary: up to £45k base
UK-London 16 Nov
Willis Group is one of the world’s leading risk management and insurance brokers. The main purpose of this role is to provide...
Operational Business Risk Manager
Aston Carter
Salary: 75000 plus package
UK-London 16 Nov
Highly visible role requiring someone with proven experience delivering an Operational Risk framework within a retail or inve...
Compliance Consultant Monitoring & Testing
Northern Trust
Salary: Competitive
UK-London 16 Nov
This role involves working with the Regional Monitoring and Testing Manager to develop the Corporate Monitoring and Testing P...
Compliance Consultant
Carnegie Consulting
Salary: competitive
UK-London 16 Nov
A well established consultancy firm are looking for an individual with a minimum of three to five years experience in complia...
Operational risk Manager - Regulatory Compliance, London
Morgan McKinley Group Ltd
Salary: £65-75k
UK-London 16 Nov
Global bank seeks Operational Risk manager to specialise in regulatory compliance. You will be responsible for developing and...
Senior Underwriter Opportunity – Gloucester
Royal Bank of Scotland
Salary: Competitive
UK-South West 16 Nov
NIG in Gloucester is a specialist agricultural underwriting unit.
Statutory Reporting Manager
Royal Bank of Scotland
Salary: Competitive
UK-Edinburgh 16 Nov
An opportunity has arisen for a Statutory Reporting Manager to join the Central Statutory Reporting team within Shared Servic...
Fraud Strategy manager
Royal Bank of Scotland
Salary: £packages to attract the...
UK-London 16 Nov
How would you like to be part of one of the most exciting business areas within RBS right now?
General Counsel - Hedge Fund - London
Not Disclosed
Salary: Industry Leading
UK-London 16 Nov
One of Europe's largest and most successful Investment Management firms are looking to hire a very talented legal specialist...
Hedge Fund Operational Professional
Investigo Banking and Fin...
Salary: £80,000 - £150,000
UK-London 15 Nov
Our client is leading in the field with regard to hedge fund operational due diligence and is looking to double its office i...
Compliance Manager
Commodity Appointments Lt...
Salary: Negotiable
UK-South West 14 Nov
Compliance Manager required for International refining and chemicals company, to be based in UK or Geneva
Project/Programme Manager - Sanctions - Retail Banking
Aston Carter
Salary: Market Rate
UK-London 14 Nov
Project/Programme Manager required for a business critical sanctions project for a group wide initiative in this tier one fin...
Equity Derivatives Compliance Officer - Senior Manager
Morgan Stanley
Salary: Competitive
UK-London 13 Nov
This role will involve coverage of equity derivatives related sales and trading activity and the equity derivatives related a...
Control Group - Surveillance Supervisor
Morgan Stanley
Salary: Competitive
UK-London 13 Nov
Morgan Stanley is looking for a Control Group Supervisor at Manager level to join the team in London.
EMEA Anti-Money Laundering Vice President
Morgan Stanley
Salary: Competitive
UK-London 13 Nov
The Vice President will be a senior member of the UK AML team, which consists of 7 members of staff and is part of the Legal...
Compliance Advisory Specialist
GRS Group
Salary: £350 per day
UK-London 12 Nov
A leading investment bank requires a Compliance Advisory specialist to provide day to day advice, guidance and support to the...
Compliance Consultant
MandG
Salary: Competitive
UK-London 12 Nov
M&G Investments, part of the Prudential Group, is a city based investment company with assets under management of more than &...
ECM/DCM Compliance Advisor
Badenoch & Clark
Salary: £0-40000
UK-London 12 Nov
Leading investment bank seems ECM/DCM Compliance Advisor at the VP or Director level.
Fixed Income Compliance Officer - Investment Management - London
Morgan McKinley Group Ltd
Salary: £60k - £75k basic plus pa...
UK-London 11 Nov
A leading global investment management firm is currently looking to recruit a Fixed Income Compliance Officer for their Londo...
Head of Client Onboarding - London - Investment Bank
Morgan McKinley Group Ltd
Salary: Very competitive Basic pl...
UK-London 11 Nov
A prestigious global investment bank is currently looking to recruit a Head of Client Onboarding for their London office.
Equities Compliance Officer
McGregor Boyall
Salary: £EXCELLENT
UK-London 10 Nov
A superb opportunity has arisen at this major investment banking house. The responsibilities of the role are two-fold - compl...
Jobs: Compliance / Legal (61-90 of 338 Jobs)
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