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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, Edinburgh, Channel Islands, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
Search within these results Search all jobs Advanced search 
 
151-180 of 338 Jobs Company Location Date
Senior Lawyer
ASIC
Salary: EL 2
Australia-Perth 20 Nov
Challenge yourself with a variety of high-profile matters
Investigator - EL 1
ASIC
Salary: EL 1
Australia-Sydney 20 Nov
Be at the forefront of a new regulatory regime
Team Leader - EL 1
ASIC
Salary: EL 1
Australia-Brisbane 20 Nov
Be at the forefront of a new regulatory regime
Compliance Associate
Not Disclosed
Salary: competitive
USA-CT-Greenwich 19 Nov
A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate. The candidate should h...
Compliance Manager
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 19 Nov
Are you looking for an opportunity with an asset management company? Do you want an exciting move forward within compliance /...
Tax Solicitor/Lawyer - Dublin
Paragon Executive Intelli...
Salary: €85,000+
Ireland-Dublin 19 Nov
In house Tax Solicitor/Lawyer - Dublin
(Senior) Risk Manager
ING Investment Management
Salary: Loondienst
Netherlands-South-Holland 19 Nov
Risk Management control framework focuses on protecting the ING IM organisation and fulfilling its fiduciary obligation towa...
Assistant Compliance Officer
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 19 Nov
Are you an enthusiastic and vibrant individual with at least 2 years compliance within the financial services industry ready...
Legal Councel
Axis Brussels
Salary: N/A
Belgium-Brussels Region 19 Nov
De klant biedt u een aantrekkelijk salarispakket en een vast contract aan.
VP Compliance - Major Global Bank
Morgan McKinley
Salary: Attractive Salary Package
Singapore 19 Nov
Our client is a major global investment bank which has experienced significant growth throughout the region. They have an ex...
VP, Equity Compliance - Major Global Bank
Morgan McKinley
Salary: Excellent Salary Package
Singapore 19 Nov
Our client is a major global investment bank which has experienced significant growth throughout the region. They have an ex...
COMPLIANCE MANAGER
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 19 Nov
A leading brokerage house is looking for high calibre candidates to join as Compliance Manager. The position is based in Hon...
COMPLIANCE OFFICER
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 19 Nov
A major international fund house is looking for top calibre candidates to join their compliance team. The position is based...
PARALEGAL
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 19 Nov
A leading private bank is looking for a paralegal to join their legal team. The position is based in Hong Kong.
SENIOR INTERNAL AUDITOR, DIRECTOR
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 19 Nov
An international investment bank is looking for a high caliber candidate to join as the Senior Internal Auditor. The positio...
Trade Surveillance Professional
Ambition
Salary: Highly Competitive Salary...
China-Hong Kong 19 Nov
Surveillance focused Core Compliance role with a leading International Bank
VP Equity Compliance, Global Investment Bank
Profile Search & Selectio...
Salary: Competitive salary and bo...
Singapore 19 Nov
My client is a global investment bank with growth plans in 2010 seeking to recruit VP, Equity Compliance for its regional tea...
HEAD OF COMPLIANCE, CONSUMER BANKING
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 19 Nov
A prestigious international bank is looking for outstanding candidates to join as Head of Compliance, Consumer Banking. The...
Compliance – Equities Sales & Trading
ALS International
Salary: Attractive
China-Hong Kong 19 Nov
Our client is a leading international investment bank.
EQUITIES COMPLIANCE, VP
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 19 Nov
A prestigious investment banking is looking for outstanding candidates to join as Equities Compliance, VP. The position is b...
FIXED INCOME COMPLIANCE, ASSOCIATE TO VP
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 19 Nov
A prestigious investment bank is looking for outstanding candidates to join the Fixed Income Compliance team. The position i...
Director - Investment Banking Compliance
Derwent Executive Recruit...
Salary: Circa $200K Package plus...
Australia-Sydney 19 Nov
Leading Global Investment bank with strong compliance culture & reputation
Compliance Officer - PIMCO (Newport Beach, CA)
PIMCO
Salary: competitive
USA 18 Nov
TITLE: Compliance Officer DEPARTMENT: Legal and Compliance – Regulatory Compliance PIMCO is seeking a Compliance Officer...
Paralegal
PIMCO
Salary: DOE
USA-CA-Santa Ana 18 Nov
Pacific Investment Management Company (“PIMCO”) is looking for an Individual that will be responsible for assisting PIMCO’s a...
Company Secretary
Badenoch & Clark Luxembou...
Salary: NA
Luxembourg 18 Nov
My client is a major Asset Management firm managing many billions of assets. They are now looking to recruit a Company Secret...
Compliance Assistant for Broker Dealer and related Registered Investment Advisor
Not Disclosed
Salary: Full-time Permanent Posit...
USA-CT-Greenwich 18 Nov
Compliance assistant will assist CCO with all compliance and regulatory matters.
Senior Manager Risk Services
Michael Page
Salary: Base Salary + Bonus
Canada-QC-Montreal 18 Nov
Our Client is one of the leading consulting firms. He is currently looking for a Senior Manager for his Business Risk Service...
Lawyer with experience in structured finance and project financing
European Investment Bank
Salary: NC
Luxembourg 18 Nov
The EIB is seeking to recruit a Lawyer with experience in structured finance and project financing
Fund Trade Compliance Officer
Michael Page
Salary: 150,000-200,000
USA-NY-New York City 18 Nov
Leading Global Asset Manger is looking to add a mid to senior compliance officer with 4-8 years of experience handling a broa...
Compliance Officer (IBD & Asset Management)
Robert Half Singapore
Salary: Competitive
Singapore 18 Nov
4 – 5 years of experience in development (Sybase / Oracle) and support. Strong programming skills in C / C++ / Java, working...
Jobs: Compliance / Legal (151-180 of 338 Jobs)
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