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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, Edinburgh, Channel Islands, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
Search within these results Search all jobs Advanced search 
 
31-60 of 353 Jobs Company Location Date
Head of Control Room (10 yrs exp) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
A Senior Control Room professional is sought to focus on global markets and head a team of 3 for a leading banking group.
Desk Lawyer (5 yrs pqe) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
An investment bank is looking for a legal professional to join their team.
Senior Compliance Officer (3 yrs exp) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
Candidates are invited to join the wealth management and asset management division of a reputable financial institution.
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 25 Nov
Regulatory Analyst
Regional Compliance Manager
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 25 Nov
See job description below
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 25 Nov
See job description below
AVP, Legal Counsel
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 25 Nov
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 25 Nov
See job description below
Compliance Manager
PeopleSearch Ltd
Salary: Competitive salary
China-Hong Kong 25 Nov
Our client is looking for a suitable candidate to join their Compliance Department
Internal Audit Manager
Morgan McKinley
Salary: Negotiable depending on e...
China-Hong Kong 24 Nov
Our Client, a Financial Instituition, is looking for Audit Managers
Senior Manager - Compliance
Morgan McKinley
Salary: Competetive
China-Hong Kong 24 Nov
A Senior level opportunity has arisen with a rapidly expanding leading financial institution. They have business areas encomp...
AVP/VP - Legal Counsel
Morgan McKinley
Salary: Competetive
China-Hong Kong 24 Nov
An in-house Legal role with an expanding Legal & Compliance team.
AVP/ VP Surveillance
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 24 Nov
The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,...
Head of Control Room
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 24 Nov
Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro...
AVP / MANAGER, COMPLIANCE OFFICER
Recruitment Intelligence...
Salary: Competitive Package
China-Hong Kong 24 Nov
Our client is an international financial institution with their Regional Asia Pacific Office in Hong Kong. They offer a wide...
Head of Legal and Compliance
SearchAsia Hong Kong
Salary: Open to Discuss
China-Hong Kong 24 Nov
Our client is an investment banking arm of a PRC Banking Group, upon the current expansion of business, which is currently lo...
Derivative Documentation Specialist
Taylor Root
Salary: Top of market
China-Hong Kong 23 Nov
Premier US investment bank now seeks a derivatives documentation specialist to join the team in Hong Kong.
Head of Control Room
Hays Banking Hong Kong
Salary: Excellent
China-Hong Kong 23 Nov
With an established footprint in the Hong Kong market, this leading investment bank stand out in a number of areas including...
Quality Driven Compliance Manager
Hays Banking Hong Kong
Salary: Attractive
China-Hong Kong 23 Nov
Operating across 30 locations globally, this financial services group focus on innovation, flexibility and collaborative solu...
VP/AVP Client On-Boarding
WH Marks Sattin
Salary: Competitive
China-Hong Kong 23 Nov
Top Tier Ibank looking for motivated individual to drive forward their onboarding team
Trade Surveillance Professional
Ambition
Salary: Highly Competitive Salary...
China-Hong Kong 23 Nov
Surveillance focused Core Compliance role with a leading International Bank
Managing Director & RO
Matthew Hoyle Financial M...
Salary: Excellent remuneration
China-Hong Kong 23 Nov
Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their Hong Kong offi...
Compliance – Equities Sales & Trading
ALS International
Salary: Attractive
China-Hong Kong 23 Nov
Our client is a leading international investment bank.
Head of Compliance, Investment Banking ($65k and above)
Robert Half Hong Kong
Salary: $65,000 or above per mont...
China-Hong Kong 20 Nov
Our client is a well known Investment Banking and is looking for a self starter, mature, detail oriented person for the role...
Senior Manager/Manager, Financial Compliance (HKMA) (50-60k)
Robert Half Hong Kong
Salary: HK$50,000- HK$60,000 pm
China-Hong Kong 20 Nov
Our client is looking for an independent, self-motivated and responsible individual to join their Treasury and Finance Functi...
AVP/VP, Equities Compliance - Global Investment Bank; HK$70-1M per month
Robert Half Hong Kong
Salary: HK $70000 - 100000 per mo...
China-Hong Kong 20 Nov
Our client is an investment bank with expanding business in Asia. As part of growth, they are now seeking a compliance profes...
REGIONAL COMPLIANCE MANAGER – LIFE INSURANCE
Hays Insurance Hong Kong
Salary: Attractive Salary Package
China-Hong Kong 20 Nov
Effective compliance involves managing regulatory risk, relationships with exchanges and regulators and promoting a positive...
COMPLIANCE MANAGER
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 19 Nov
A leading brokerage house is looking for high calibre candidates to join as Compliance Manager. The position is based in Hon...
COMPLIANCE OFFICER
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 19 Nov
A major international fund house is looking for top calibre candidates to join their compliance team. The position is based...
SENIOR INTERNAL AUDITOR, DIRECTOR
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 19 Nov
An international investment bank is looking for a high caliber candidate to join as the Senior Internal Auditor. The positio...
Jobs: Compliance / Legal (31-60 of 353 Jobs)
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