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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, Edinburgh, Channel Islands, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
Search within these results Search all jobs Advanced search 
 
181-210 of 353 Jobs Company Location Date
Equities Compliance Officer
McGregor Boyall
Salary: £EXCELLENT
UK-London 24 Nov
A superb opportunity has arisen at this major investment banking house. The responsibilities of the role are two-fold - compl...
Large Shareholder Reporting Compliance
McGregor Boyall
Salary: £Competitive
Japan-Tokyo 24 Nov
A leading global Investment Bank seeks a Compliance Officer to join the Asia Pacific Large holdings group. Based in Tokyo thi...
Markets Compliance
McGregor Boyall
Salary: £VERY COMPETITIVE
UAE-Dubai 24 Nov
A truly challenging opportunity delivering risk-based supervision through relationship management to a broad range of financi...
Corporate Counsel ( Head of Legal )
Mercuri Urval AG
Salary: competitive
Switzerland-Basel - North West 20 Nov
Etrion is an independent power producer focused on developing, financing, building, owning and operating electrical power pla...
Compliance Officer - Portuguese/Spanish Speaking
Michael Page
Salary: 120,000-200,000
USA-NY-New York City 24 Nov
International financial institution seeks a Compliance Officer for its New York broker-dealer. The position will work with th...
Mid Level Hedge Fund Compliance
Michael Page
Salary: 125,000 -170,000
USA-CT-Greenwich 23 Nov
Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years of experience in...
Senior Manager Risk Services
Michael Page
Salary: Base Salary + Bonus
Canada-QC-Montreal 18 Nov
Our Client is one of the leading consulting firms. He is currently looking for a Senior Manager for his Business Risk Service...
Compliance Officer - Generalist Broker Dealer
Michael Page
Salary: $80,000 - $120,000
USA-CT-Greenwich 17 Nov
Our client is a U.S. based brokerage firm with a well established global presence.
Juriste
Michael Page Banking
Salary: motivating salary.
Belgium-Brussels Region 23 Nov
Notre client, une banque hollandaise en plein développement en Belgique, recrute un Juriste Senior.
Compliance Technical Business Analyst/Programmer
Michael Page Internationa...
Salary: Base Salary and Bonus
USA-NY-New York City 23 Nov
Our client is seeking IT Compliance Programmer to support the legal & compliance business. The position provides system / tec...
AVP - Compliance Surveillance
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 13 Nov


Responsibilities



Department: Compliance. Moody's Compliance Department operates globally a...
AVP Compliance - Technology
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 13 Nov


Responsibilities



The Role The AVP Compliance Officer will work for an entity operating in...
AVP - Compliance
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 11 Nov


Responsibilities



Department: Moody's compliance function operates globally to provide comp...
VP Compliance – Investment Banking
Morgan McKinley
Salary: Competitive
Australia-Sydney 24 Nov
Our client is a global investment bank which is aggressively expanding in the New Year, and as a result requires a senior com...
Internal Audit Manager
Morgan McKinley
Salary: Negotiable depending on e...
China-Hong Kong 24 Nov
Our Client, a Financial Instituition, is looking for Audit Managers
Senior Manager - Compliance
Morgan McKinley
Salary: Competetive
China-Hong Kong 24 Nov
A Senior level opportunity has arisen with a rapidly expanding leading financial institution. They have business areas encomp...
AVP/VP - Legal Counsel
Morgan McKinley
Salary: Competetive
China-Hong Kong 24 Nov
An in-house Legal role with an expanding Legal & Compliance team.
VP Compliance - Major Global Bank
Morgan McKinley
Salary: Attractive Salary Package
Singapore 19 Nov
Our client is a major global investment bank which has experienced significant growth throughout the region. They have an ex...
VP, Equity Compliance - Major Global Bank
Morgan McKinley
Salary: Excellent Salary Package
Singapore 19 Nov
Our client is a major global investment bank which has experienced significant growth throughout the region. They have an ex...
Client Onboarding, Associate/VP
Morgan McKinley - Tokyo
Salary: Negotiable
Japan-Tokyo 25 Nov
Our client, a Tier 1 Global Investment Bank, are looking for an Associate/VP for their Client Onboarding team based in Tokyo
Prime Brokerage Compliance Officer - VP
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 24 Nov
This leading investment bank is looking for an exceptional compliance officer with strong skills in Prime Brokerage and speci...
Operational risk Manager - Regulatory Compliance, London
Morgan McKinley Group Ltd
Salary: £65-75k
UK-London 23 Nov
Global bank seeks Operational Risk manager to specialise in regulatory compliance. You will be responsible for developing and...
Solvency II Workstream Implementation Manager
Morgan McKinley Group Ltd
Salary: £60,000-70,000
UK-London 18 Nov
One of the UK's leading financial services companies is looking to hire a Workstream Implementation Manager to assist in th...
ISDA Master Agreement Negotiator
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 16 Nov
Leading European bank seeks an experienced ISDA Master Agreement negotiator to join their legal team within the Legal Transac...
Anti-Money Laundering Officer - Vice President
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 16 Nov
This top investment bank requires an experienced AML specialist.
Fixed Income Compliance Officer - Investment Management - London
Morgan McKinley Group Ltd
Salary: £60k - £75k basic plus pa...
UK-London 11 Nov
A leading global investment management firm is currently looking to recruit a Fixed Income Compliance Officer for their Londo...
Head of Client Onboarding - London - Investment Bank
Morgan McKinley Group Ltd
Salary: Very competitive Basic pl...
UK-London 11 Nov
A prestigious global investment bank is currently looking to recruit a Head of Client Onboarding for their London office.
GSPS PWM Lawyer – Associate/Vice President
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
Morgan Stanley’s UK Legal and Compliance department is seeking to hire a permanent lawyer at non-officer/VP level to assist t...
Equity Derivatives Compliance Officer - Senior Manager
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
This role will involve coverage of equity derivatives related sales and trading activity and the equity derivatives related a...
Control Group - Surveillance Supervisor
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
Morgan Stanley is looking for a Control Group Supervisor at Manager level to join the team in London.
Jobs: Compliance / Legal (181-210 of 353 Jobs)
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