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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, Edinburgh, Channel Islands, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
Search within these results Search all jobs Advanced search 
 
151-180 of 355 Jobs Company Location Date
Compliance Director – Fund Management
Jon Michel Executive Sear...
Salary: Excellent
Australia-Sydney 16 Oct
Establish Compliance Environment For Sydney Operations - Global Firm, Over US$100Bn Under Management - $180,000 - $200,000 Pa...
Compliance Officer - Prime Brokerage
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 24 Nov
My client is a leading Investment Bank with a strong global presence. Due to expansion they are seeking a Compliance Officer...
AML & Governance Manager
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 23 Nov
My client is a leading global financial services provider with a strong global presence.
Futures Compliance Officer
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 23 Nov
Our client is a leading financial services provider with offices throughout the globe. Due to expansion a vacancy has arisen...
Anti-Money Laundering :VP Global Investment Firm
Joslin Rowe Compliance
Salary: £Negotiable
UK-London 23 Nov
Our client is a global investment firm with a reputation for excellence
Policy , Risk and Regulatory Affairs : Global Investment Bank
Joslin Rowe Compliance
Salary: £55,000
UK-London 23 Nov
Our client is is one of the world's foremost investment firm's . The role is as an AVP in the Policy, Risk and Regulatory Aff...
Regional Compliance Manager
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 25 Nov
See job description below
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 25 Nov
See job description below
AVP, Legal Counsel
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 25 Nov
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 25 Nov
See job description below
Exchange Connectivity - Compliance Project Manager
Kaizen Partnership Techno...
Salary: Salary to attract the bes...
UK-London 23 Nov
Our client, one of the largest and most successful Hedge Funds in the U.S have begun expansion of their operation into the UK...
Compliance Manager
Kim Eng Securities Pte. L...
Salary: Competitive
Singapore 03 Nov
Enjoy the challenge of a rewarding career with Singapore’s leading independent securities broker. We are looking for individu...
Forensic, Assistant Manager / Manager (Shanghai)
KPMG (China and Hong Kong...
Salary: Competitive
China-Shanghai 18 Nov
KPMG Forensic China has experienced forensic resources based in Shanghai and Hong Kong. We provide clients with commercial an...
*Temporary In-House Counsel*Hong Kong
Laurence Simons
Salary: Competitive
China-Hong Kong 15 Oct
Our client is a leading Wealth Manager serving high net worth clients worldwide. They provide international and private banki...
* STOCKLENDING PRIME BROKERAGE - ADVISORY - IBK *
Law Professionals
Salary: COMPETITIVE
UK-London 24 Nov
Excellent opportunity to join a leading Investment Bank within a trading floor advisory position covering the prime brokerage...
CASH EQUITIES ADVISORY - INVESTMENT BANK
Law Professionals
Salary: COMPETITIVE
UK-London 18 Nov
Compliance - Equities advisory position within a leading investment bank
Compliance Associate
Lazard Asset Management
Salary: Competitive - commensurat...
USA-NY-New York City 22 Nov
LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE. This position offers a unique and challenging opportunity for someone...
Journaliste spécialisé en Finance
Leaders League
Salary: selon profil
France-Paris 20 Nov
DECIDEURS Stratégie Finance Droit, magazine mensuel de référence des dirigeants et cadres dirigeants, des décideurs financier...
Legal Counsel - Investment Bank ( 2/3 Years + PQE)
Legal Futures (HK) Limite...
Salary: Above Market
China-Hong Kong 06 Nov
Our client is well respected and dynamic European Investment Bank and they are presently seeking an additional lawyer for the...
Compliance - Asset Management
Legal Futures (HK) Limite...
Salary: Above Market
China-Hong Kong 06 Nov
Our client is a market leading asset management company and they are currently seeking for a compliance officer for their Hon...
Anti-Money Laundering Analyst
Legal Futures Japan K.K.
Salary: Commensurate with Experie...
Japan-Tokyo 02 Nov
A top-tier international bank is looking for a strong candidate for the role of Anti-Money Laundering Analyst to join their T...
Compliance Officer, Asset Management
Legal Futures Japan K.K.
Salary: Commensurate with Experie...
Japan-Tokyo 02 Nov
The individual will report to the Managing Director & Chief Compliance Officer, and is expected to assist the Chief Complianc...
Fiscalistes
Lotus Partners
Salary: Fixe + Bonus
Switzerland-Romandy - Geneva 16 Nov
Pour plusieurs de nos clients, nous sommes activement à la recherche de plusieurs FISCALISTES.
Head of Compliance
Mackenzie Executive Searc...
Salary: Market Rate
Saudi Arabia-Riyadh 11 Oct
We are looking for a compliance professional to establish the compliance function for the Saudi branch of a global financial...
Hong Kong - Business Operational Risk Manager
Macquarie
Salary: Information not provided
China-Hong Kong 25 Nov
Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong.
Regulatory Change Lawyer
Macquarie
Salary: Information not provided
Australia-Sydney 25 Nov
Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep...
AML Operations Manager
Macquarie
Salary: Information not provided
Australia-Sydney 25 Nov
An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program.
Compliance Consultant
MandG
Salary: Competitive
UK-London 20 Nov
M&G Investments, part of the Prudential Group, is a city based investment company with assets under management of more than &...
VP- Bank Regulatory Compliance
Marcus & Associates
Salary: 140-180k with performance...
USA-NY-New York City 20 Oct
Unique oppurtunity to join an elite team at an Investment Bank with a growing presence in Manhattan. Company seeks fast-trac...
Senior Commercial Lawyer
Markit Group
Salary: Competitive
UK-London 25 Nov
This is a front-line role that requires a confident, commercially minded lawyer with proven ability to manage complicated pro...
Jobs: Compliance / Legal (151-180 of 355 Jobs)
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