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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, Edinburgh, Channel Islands, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
Search within these results Search all jobs Advanced search 
 
1-30 of 337 Jobs Company Location Date
Chief Operating Officer
Sequoia Consulting
Salary: Commensurate with experie...
UK-South East 23 Nov
Responsible for leadership, management and business direction of operational resources, delivering high standards of operatio...
General Counsel - Hedge Fund - London
Not Disclosed
Salary: Industry Leading
UK-London 23 Nov
One of Europe's largest and most successful Investment Management firms are looking to hire a very talented legal specialist...
Assistant Compliance Officer
Castlestone Management Lt...
Salary: D.O.E
UK-London 23 Nov
You will be responsible for assisting the Head of Legal & Compliance in ensuring the company’s activities comply with FSA, SE...
AML & Governance Manager
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 23 Nov
My client is a leading global financial services provider with a strong global presence.
Futures Compliance Officer
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 23 Nov
Our client is a leading financial services provider with offices throughout the globe. Due to expansion a vacancy has arisen...
Central Compliance Services Manager
Not Disclosed
Salary: £55,000
UK-London 23 Nov
A wonderful opportunity within a premier global investment firm , chiefly active in global capital markets and global wealth...
Anti-Money Laundering :VP Global Investment Firm
Joslin Rowe Compliance
Salary: £Negotiable
UK-London 23 Nov
Our client is a global investment firm with a reputation for excellence
Senior Structured Products Lawyer
ETF Securities
Salary: Competitive + Bonus + Equ...
UK-London 23 Nov
ETF Securities has an exciting opportunity for a Senior Structured Products Lawyer to work on the Company’s securities and fu...
Compliance Consultant - Asset Servicing
Northern Trust
Salary: Competitive
UK-London 23 Nov
Northern Trust is recruiting for a Compliance Consultant within the UK Asset Servicing Compliance team with oversight of whol...
Senior Family Adviser / Director Wealth
Juniper Capital
Salary: Competitive
UK-London 23 Nov
The respective individual should possess a proven track record in managing Super-high & Ultra-high net-worth client relations...
Actuarial Project Director - Life/Non-Life Actuary
Hanover Search and Select...
Salary: circa £120,000
UK-London 23 Nov
* An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory authority *
Vice President Compliance- Trading desk
Selby Jennings
Salary: GBP70,000- 80,000k base +...
UK-London 23 Nov
A world leading finance and technology firm are seeking a VP compliance associate for their Equities businesses and Informati...
Financial Markets Europe Compliance Officer
Standard Chartered Bank
Salary: Competitive
UK-London 23 Nov
Financial Markets Compliance
Operational risk Manager - Regulatory Compliance, London
Morgan McKinley Group Ltd
Salary: £65-75k
UK-London 23 Nov
Global bank seeks Operational Risk manager to specialise in regulatory compliance. You will be responsible for developing and...
Project/Programme Manager - Sanctions - Retail Banking
Aston Carter
Salary: Market Rate
UK-London 22 Nov
Project/Programme Manager required for a business critical sanctions project for a group wide initiative in this tier one fin...
Head of Credit Risk Regulatory Reporting and Planning
Taylor Harrison Ltd
Salary: £Competitive Package
UK-Yorkshire & The Humber 22 Nov
Our client, one of the world’s largest banks, seeks a Head of Credit Risk Regulatory Reporting and Planning for its Capital M...
Head of Risk Model Governance
Taylor Harrison Ltd
Salary: Six figure basic plus bon...
UK-London 22 Nov
Our client, one of the world’s largest banks, seeks a Head of Risk Model Governance for its International division, to be bas...
Risk Analyst - Asset Management - Latentzero - London/City
Saul & Partners
Salary: Up to £45K + Bonus + Bene...
UK-London 21 Nov
Risk Analyst required by top tier Asset Management firm in the heart of the City with strong investment management for portfo...
SENIOR MANAGER - PRUDENTIAL TEAM
Incarter International Lt...
Salary: Excellent for the best ca...
UK-London 21 Nov
Regulatory and Risk Management team in international consultancy seeks Senior Manager. Fast growing advisor to all types of f...
Compliance & AML Officer
Maxis Securities Ltd
Salary: Plus Benefits
UK-London 20 Nov
A London based UK securities and investment firm, subsidiary of a FT Europe 500 company, is looking for a Compliance & AML Of...
Junior Lawyer
ETF Securities
Salary: Competitive + Bonus
UK-London 20 Nov
ETF Securities has an opportunity for a Junior Lawyer to assist in developing the Company’s securities and funds platforms. E...
Deputy MLRO
Eames Consulting
Salary: £70,000 - £120,000 + bene...
UK-London 20 Nov
My client, a leading European financial services firm with a Global reach are looking for an exceptional individual to join t...
Product Governance
Citifocus
Salary: £Negotiable
UK-London 20 Nov
Role is based within the Product Governance area and key responsibilities will be to manage the legal and regulatory processe...
Corporate Finance Analyst - Transactional Focus (3mths - possTemp to Perm)
Not Disclosed
Salary: GBP 50-60k pro rata
UK-London 20 Nov
Our client is a major natural resources focused boutique investment bank, looking for immediate corporate finance transaction...
Head of Compliance
Old Mutual Asset Managers
Salary: Competitive
UK-London 20 Nov
An exciting opportunity has arisen for a Compliance professional. The role of the Compliance Manager is to provide oversight...
Senior Group Compliance Manager
GRS Group
Salary: £75k + bonus & benefits
UK-London 20 Nov
This leading banking group are looking for a Senior compliance manager to join their group function.
VP Corporate Tax Compliance
GRS Group
Salary: £negotiable
UK-London 20 Nov
Senior Tax Compliance and Reporting profession required for our large financial services client based in London
Compliance Consultant
MandG
Salary: Competitive
UK-London 20 Nov
M&G Investments, part of the Prudential Group, is a city based investment company with assets under management of more than &...
Risk / Audit Applications Project Manager
Aston Carter
Salary: 50000-60000 plus package
UK-London 20 Nov
Excellent opportunity for someone with a broad technical background to rapidly expand their knowledge of project management,...
AML Compliance Officer
UBS AG
Salary: Competitive
UK-London 20 Nov
An opportunity has arisen for a Compliance Officer to fill a part time role as a member of the Financial Intelligence Unit (F...
Jobs: Compliance / Legal (1-30 of 337 Jobs)
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