TradeTech Online: Careers
       
home about us contact us
Career Center Career Center
  Job Seekers Sign in / Register Recruiter's Sign-in
TradeTech Online: Careers
Username
Password
 
  Forget password
New User Register here
Careers Home   |   Find a job   |   Post resume   |   Search by company   |   Contact us
Jobs: Compliance / Legal
Send me jobs like these:  Jobs by Email  By email   
Compliance / Regulatory, In-house Legal, Other
UK London, Edinburgh, Channel Islands, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
Search within these results Search all jobs Advanced search 
 
1-30 of 341 Jobs Company Location Date
Regulatory Policy and Standards Advisor
Willis Limited
Salary: up to £45k base
UK-London 16 Nov
Willis Group is one of the world’s leading risk management and insurance brokers. The main purpose of this role is to provide...
VP, Central Compliance
WH Marks Sattin
Salary: Highly Competitive
Singapore 30 Nov
An exciting opportunity awaits the right candidate to join a global financial institution, covering its Central Compliance fu...
VP/AVP Client On-Boarding
WH Marks Sattin
Salary: Competitive
China-Hong Kong 27 Nov
Top Tier Ibank looking for motivated individual to drive forward their onboarding team
Jurist / - in in Kapitalanlagegesellschaft
WestLB
Salary: verhandelbar
Germany-Nordrhein-Westfalen 16 Nov
Die WestLB Mellon Asset Management Kapitalanlagegesellschaft mbH (WMAM KAG) ist die zentrale Asset Management Einheit der Wes...
Investment Compliance Analyst
Wellington Management Com...
Salary: Competitive
USA-MA-Boston 29 Nov
Investment Compliance Analyst
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 29 Nov
Regulatory Analyst
International Compliance Consultant
Wachovia Bank N.A.
Salary: Competitive Salary + Bene...
UK-London 27 Nov
Responsible for developing, implementing, and monitoring compliance programs for the Global Financial Institutions (GFI) grou...
Sr. Business Leader, Revenue Systems
Visa
Salary: Competitive
USA-CA-San Mateo 04 Nov
The Senior Business Leader position within the Finance Systems Strategy will be responsible for managing a team of program an...
Business Leader, Client Incentives
Visa
Salary: Competitive
USA-CA-San Mateo 04 Nov
Provide leadership and operational excellence in managing the North America Client Incentive obligations, with a team of 5 Sr...
Back-Office Comptable (H/F)
Union Invivo
Salary: Non communiqué
France-Paris 06 Nov
Back-Office Comptable (H/F)
AML Compliance Officer
UBS AG
Salary: Competitive
UK-London 24 Nov
An opportunity has arisen for a Compliance Officer to fill a part time role as a member of the Financial Intelligence Unit (F...
Structurer (Fixed Income Legal & Regulatory Team)
UBS AG
Salary: Competitive
China-Hong Kong 18 Nov
An exciting opportunity has arisen to join UBS as a Structurer (Fixed Income Legal & Regulatory Team).
Wealth Management Lawyer
UBS AG
Salary: Competitive
China-Hong Kong 17 Nov
An exciting opportunity has arisen to join UBS a Lawyer
Divisional Information Security Officer
UBS AG
Salary: competitive
Switzerland-Zurich 16 Nov
UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that t...
Group Information Security Specialist
UBS AG
Salary: competitive
Switzerland-Zurich 16 Nov
UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that t...
Compliance Officer
UBS AG
Salary: verhandelbar
Switzerland-Zurich 10 Nov
Das Corporate Center stellt in Partnerschaft mit den Unternehmensbereichen von UBS sicher, dass diese als wirksames Ganzes mi...
Senior Compliance Officer
UBS AG
Salary: verhandelbar
Switzerland-Zurich 10 Nov
Das Corporate Center stellt in Partnerschaft mit den Unternehmensbereichen von UBS sicher, dass diese als wirksames Ganzes mi...
Rechtsanwalt / Rechtsanwältin
UBS AG
Salary: verhandelbar
Switzerland-Zurich 10 Nov
Das Corporate Center stellt in Partnerschaft mit den Unternehmensbereichen von UBS sicher, dass diese als wirksames Ganzes mi...
Compliance Officer – Controls and AML
UBS
Salary: Competitive
Australia-Melbourne 16 Nov
UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that t...
Compliance Officer
UBS
Salary: Competitive
Australia-Sydney 16 Nov
UBS Global Asset Management is seeking a Compliance Officer to join the Australia Legal and Compliance team.
Compliance Administrator
Trust Company of the West
Salary: Competitive salary plus b...
USA-CA-Los Angeles 16 Nov
The Ideal candidate will possess the skills to perform, monitor and/or oversee matters such as: oversight of accounting and a...
Compliance Associate
Tower Research Capital LL...
Salary: Depends on experience
USA-NY-New York City 05 Nov
Tower Research Capital LLC, a high-frequency proprietary trading firm, seeks a motivated and highly organized Compliance Asso...
Manager, Change Standards & Governance, Business Transformation (12 mth secondment)
The Westpac Group
Salary: not disclosed
Australia-Sydney 29 Nov
Westpac has embarked on a significant programme of work to transform the bank, embedding customers at the centre of everythin...
Director Regulatory Compliance
The Forum Group
Salary: Base salary, bonus and be...
USA-NY-New York City 11 Nov
Our client, a global investment bank seeks a Director level compliance professional specifically focused on bank side regulat...
Director Monitoring and Testing
The Forum Group
Salary: Base plus bonus
USA-NY-New York City 09 Nov
Leading financial services firm is looking to bring on a Director of Compliance to manage the Monitoring and Testing team thr...
Compliance Officer
The Forum Group
Salary: Base plus bonus
USA-NY-New York City 09 Nov
International Bank and B/D is looking for help for a broad compliance candidate.
3 New Compliance Positions – 2 Equity Trading Compliance roles and Prime Brokerage Compliance
The Compliance Search Gro...
Salary: Upon experience
USA-NY-New York City 25 Nov
Top-tier investment bank seeks 2 Equity Trading Compliance roles and Prime Brokerage Compliance.
Distressed Debt & Special Situations Compliance Officer
The Compliance Search Gro...
Salary: Upon Experience
USA-CA-Los Angeles 24 Nov
A division of a global bank seeks a Compliance Officer.
Employment Counsel at International Investment Bank
The Compliance Search Gro...
Salary: Based on Experience
USA-NY-New York City 17 Nov
International Investment Bank seeks Employment Counsel to handle employee disputes and advise on employment law matters.
Legal Documentation (ISDA) Negotiator – Investment Bank New York
The Compliance Search Gro...
Salary: Based on Experience
USA-NY-New York City 16 Nov
This person will work in the Legal and Compliance Department which provides legal support to the entire Bank.
Jobs: Compliance / Legal (1-30 of 341 Jobs)
TradeTech Online: Careers
 
 

TradeTechOnline members can read company announcements posted by other members, keeping up to date on people's movements and new appointments. Members are invited to contribute relevant announcements.

As a TradeTechOnline members you will have access to on target industry news that helps you stay on the top of the latest developments.

TradeTech Online: Careers
  Home | Conferences | About Us | Contact Us | WBR | Careers Copyright © 2006 WBR, All rights reserved.