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Jobs: OtherCompliance / Legal, RoW
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1-30 of 33 Jobs Company Location Date
Message Compliance Analyst
Bloomberg
Salary: NA
USA-NJ-Princeton 30 Nov
The Bloomberg Data Division in Skillman is looking for highly motivated and enthusiastic people to be part of the Message Com...
Underwriting Review Professional
Legal Futures Japan K.K.
Salary: Commensurate with Experie...
Japan-Tokyo 30 Nov
Underwriting review of all transactions at a leading international investment bank.
Regional Compliance Manager
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Institutional Equities Division HK, Documentation Negotiator, Associate/ Vice President
Morgan Stanley
Salary: not disclosed
China-Hong Kong 30 Nov
See job description below
Manager, Change Standards & Governance, Business Transformation (12 mth secondment)
The Westpac Group
Salary: not disclosed
Australia-Sydney 29 Nov
Westpac has embarked on a significant programme of work to transform the bank, embedding customers at the centre of everythin...
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 29 Nov
Regulatory Analyst
Trade Surveillance Professional
Ambition
Salary: Highly Competitive Salary...
China-Hong Kong 27 Nov
Surveillance focused Core Compliance role with a leading International Bank
Compliance Officer
SearchAsia Hong Kong
Salary: Negotiable
China-Hong Kong 27 Nov
My client is one of the largest reputable securities house. Their activities comprise Equity Brokerage and corporate finance...
AVP/VP, Equities Compliance - Global Investment Bank; HK$70-1M per month
Robert Half Hong Kong
Salary: HK $70000 - 100000 per mo...
China-Hong Kong 26 Nov
Our client is an investment bank with expanding business in Asia. As part of growth, they are now seeking a compliance profes...
Fixed Income Compliance Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 25 Nov
See job description below
Compliance Assessment - Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 25 Nov
See job description below
Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 25 Nov
See job description below
VP Equity Compliance, Global Investment Bank
Profile Search & Selectio...
Salary: Competitive salary and bo...
Singapore 25 Nov
My client is a global investment bank with growth plans in 2010 seeking to recruit VP, Equity Compliance for its regional tea...
AML Compliance AVP in Global Private Bank
Profile Search & Selectio...
Salary: Competitive salary and bo...
Singapore 25 Nov
My client is a European Private Bank looking to hire an AVP within their regional compliance team.
Client Onboarding, Associate/VP
Morgan McKinley - Tokyo
Salary: Negotiable
Japan-Tokyo 25 Nov
Our client, a Tier 1 Global Investment Bank, are looking for an Associate/VP for their Client Onboarding team based in Tokyo
Internal Audit Manager
Morgan McKinley
Salary: Negotiable depending on e...
China-Hong Kong 24 Nov
Our Client, a Financial Instituition, is looking for Audit Managers
Anti Money Laundering (AML) Director
Deloitte & Touche
Salary: Negotiable
Singapore 24 Nov
-
Regional Monitoring Manager, Anti-Money Laundering, APAC
Deutsche Bank
Salary: Competitive
Singapore 24 Nov
As a key member of the APAC AML Leadership team in Singapore, you’ll do more than simply ensure effective internal policies a...
Senior Finance Officer
Exelion Capital Managemen...
Salary: Competitive
Singapore 23 Nov
This is a great opportunity to join a well established Hedge fund with excellent returns in the past 3 years as Senior Financ...
Head of Control Room
Hays Banking Hong Kong
Salary: Excellent
China-Hong Kong 23 Nov
With an established footprint in the Hong Kong market, this leading investment bank stand out in a number of areas including...
Quality Driven Compliance Manager
Hays Banking Hong Kong
Salary: Attractive
China-Hong Kong 23 Nov
Operating across 30 locations globally, this financial services group focus on innovation, flexibility and collaborative solu...
ISDA Negotiator for Group Legal - Client Documentation Management
OCBC Bank
Salary: Competitive
Singapore 20 Nov
We are seeking a self-driven and dynamic individual to join us as ISDA Negotiator for Group Legal - Client Documentation Mana...
VP Compliance - Major Global Bank
Morgan McKinley
Salary: Attractive Salary Package
Singapore 19 Nov
Our client is a major global investment bank which has experienced significant growth throughout the region. They have an ex...
VP, Equity Compliance - Major Global Bank
Morgan McKinley
Salary: Excellent Salary Package
Singapore 19 Nov
Our client is a major global investment bank which has experienced significant growth throughout the region. They have an ex...
SENIOR INTERNAL AUDITOR, DIRECTOR
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 19 Nov
An international investment bank is looking for a high caliber candidate to join as the Senior Internal Auditor. The positio...
Compliance Monitoring Lead
Barclays Technology Centr...
Salary: Competitive
Singapore 18 Nov
This is a role for Compliance Monitoring Lead to manage overall resource planning and take ownership of the Compliance Monito...
Forensic, Assistant Manager / Manager (Shanghai)
KPMG (China and Hong Kong...
Salary: Competitive
China-Shanghai 18 Nov
KPMG Forensic China has experienced forensic resources based in Shanghai and Hong Kong. We provide clients with commercial an...
ISDA Documentation
Hays Banking
Salary: Highly competitive
Singapore 18 Nov
With continuous growth to support an increasingly demanding business within an ever changing environment, there is now an opp...
Jobs: Other, RoW (1-30 of 33 Jobs)
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