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Jobs: OtherCompliance / Legal
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1-30 of 75 Jobs Company Location Date
Operational Support & Transfer Pricing Manager - Oil Trading
Cameron Kennedy
Salary: £53,000 - £60,000 + Bonus...
UK-London 20 Nov
You will manage a team whose role is to provide daily support and monitoring of Front Office to ensure data captured in the o...
Compliance Manager
Old Mutual Asset Managers
Salary: Competitive
UK-London 20 Nov
An exciting opportunity has arisen for a Compliance professional. The role of the Compliance Manager is to provide oversight...
VP Corporate Tax Compliance
GRS Group
Salary: £negotiable
UK-London 20 Nov
Senior Tax Compliance and Reporting profession required for our large financial services client based in London
Risk / Audit Applications Project Manager
Aston Carter
Salary: 50000-60000 plus package
UK-London 20 Nov
Excellent opportunity for someone with a broad technical background to rapidly expand their knowledge of project management,...
Market Risk Management - Regulatory Risk
Hudson
Salary: AVP level compensation
UK-London 20 Nov
World-leading investment bank seeks a candidate to join its Market Risk team. The role will be focussed on high profile regu...
Operational Risk - London and New York
Hudson
Salary: £££ Competitive
UK-London 20 Nov
My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The role is based with...
Actuarial Project Director - Life/Non-Life Actuary
Hanover Search and Select...
Salary: circa £120,000
UK-London 20 Nov
* An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory authority *
Risk Management Team Leader
Square Mile Connections
Salary: Dependent on skills and e...
UK-London 19 Nov
You will be instrumental in leading the Risk Management and Quality Assurance Teams and overseeing all product risk. Extensiv...
Senior Family Adviser / Director Wealth
Juniper Capital
Salary: Competitive
UK-London 19 Nov
The respective individual should possess a proven track record in managing Super-high & Ultra-high net-worth client relations...
Fraud Dispute Services Manager
Ernst & Young
Salary: Competitive
UK-London 18 Nov
Fraud Dispute Services Manager - London - Competitive Salary
Funds Partner
AP Group
Salary: NA
UK-Channel Islands 18 Nov
A highly regarded international law firm is seeking a high calibre Funds Partner for its Jersey office. There will be suffici...
Tax Manager - £55,000 - £65,000
AP Group
Salary: NA
UK-Channel Islands 17 Nov
Working closely with the senior management team, the successful candidate will offer technical expertise in relation to high-...
Regulatory Policy and Standards Advisor
Willis Limited
Salary: up to £45k base
UK-London 16 Nov
Willis Group is one of the world’s leading risk management and insurance brokers. The main purpose of this role is to provide...
Fraud Strategy manager
Royal Bank of Scotland
Salary: £packages to attract the...
UK-London 16 Nov
How would you like to be part of one of the most exciting business areas within RBS right now?
Hedge Fund Operational Professional
Investigo Banking and Fin...
Salary: £80,000 - £150,000
UK-London 15 Nov
Our client is leading in the field with regard to hedge fund operational due diligence and is looking to double its office i...
Compliance Manager
Commodity Appointments Lt...
Salary: Negotiable
UK-South West 14 Nov
Compliance Manager required for International refining and chemicals company, to be based in UK or Geneva
Financial Promotions Compliance Contract - Global Investment Bank
JCW Search
Salary: ~£40-£60k
UK-London 10 Nov
6 month contract - interviews available at short notice - newly created retail team within global investment banking firm - c...
Senior Accounting Services Officer
ASA Recruitment
Salary: competitive salary and ne...
UK-Channel Islands 10 Nov
Award winning and one of the leading legal and fiduciary services firms is currently seeking a Senior Accounting Services Off...
Group Financial Accountant
ASA Recruitment
Salary: Competitve and negoitable...
UK-Channel Islands 10 Nov
Award winning and one of the leading legal and fiduciary services firms is currently seeking a Group Financial Accountant who...
Fixed Income Compliance Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 20 Nov
See job description below
Compliance Assessment - Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Fixed Income Regulatory Oversight/Surveillance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Sales and Trading Compliance Strategic Projects Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Head of Interest Rate and Currency Products Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Compliance Executive
FK International Financia...
Salary: NEG
Ireland-Dublin 20 Nov
Working as part of a dynamic team, this is an excellent opportunity to make the next step in your compliance career. You will...
Internal Audit Manager
Morgan McKinley
Salary: Negotiable depending on e...
China-Hong Kong 20 Nov
Our Client, a Financial Instituition, is looking for Audit Managers
AVP/VP, Equities Compliance - Global Investment Bank; HK$70-1M per month
Robert Half Hong Kong
Salary: HK $70000 - 100000 per mo...
China-Hong Kong 20 Nov
Our client is an investment bank with expanding business in Asia. As part of growth, they are now seeking a compliance profes...
Regional Monitoring Manager, Anti-Money Laundering, APAC
Deutsche Bank
Salary: Competitive
Singapore 20 Nov
As a key member of the APAC AML Leadership team in Singapore, you’ll do more than simply ensure effective internal policies a...
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 20 Nov
Regulatory Analyst
Jobs: Other (1-30 of 75 Jobs)
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