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Hong Kong - Business Operational Risk Manager
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Macquarie
Salary: Information not provided
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China-Hong Kong |
30 Nov |
| Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong. |
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Trade Surveillance Professional
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Ambition
Salary: Highly Competitive Salary...
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China-Hong Kong |
30 Nov |
| Surveillance focused Core Compliance role with a leading International Bank |
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Senior Surveillance Manager (8 yrs exp) Hong Kong
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Hughes Castell (Hong Kong...
Salary: Excellent
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China-Hong Kong |
30 Nov |
| Our client is looking for a compliance guru. |
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Reference Data HK, Regulatory Document Specialist, Associate
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Morgan Stanley
Salary: not disclosed
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China-Hong Kong |
30 Nov |
| See job description below |
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IRCC HK, Regulatory Control Group, Analyst/ Associate
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Morgan Stanley
Salary: not disclosed
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China-Hong Kong |
30 Nov |
| See job description below |
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Compliance – Equities Sales & Trading
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ALS International
Salary: Attractive
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China-Hong Kong |
27 Nov |
| Our client is a leading international investment bank. |
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AVP/ VP Surveillance
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Talent2 (HK)
Salary: Attractive Remuneration
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China-Hong Kong |
27 Nov |
| The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,... |
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Head of Control Room
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Talent2 (HK)
Salary: Attractive Remuneration
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China-Hong Kong |
27 Nov |
| Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro... |
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Compliance Officer
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SearchAsia Hong Kong
Salary: Negotiable
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China-Hong Kong |
27 Nov |
| My client is one of the largest reputable securities house. Their activities comprise Equity Brokerage and corporate finance... |
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VP/AVP Client On-Boarding
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WH Marks Sattin
Salary: Competitive
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China-Hong Kong |
27 Nov |
| Top Tier Ibank looking for motivated individual to drive forward their onboarding team |
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Regional Compliance Manager
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Reed Specialist Recruitme...
Salary: Attractive Salary Package
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China-Hong Kong |
27 Nov |
| Our client is one of the worlds' leading financial institution, they are currently seeking a Compliance Manager to join their... |
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Compliance Head - Corporate Finance, Asset Management, Brokerage
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SearchAsia Hong Kong
Salary: Open
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China-Hong Kong |
27 Nov |
| Compliance Head | Report to CRO | Corporate Finance, Asset Management, Securities Brokerage |
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Managing Director & RO
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Matthew Hoyle Financial M...
Salary: Excellent remuneration
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China-Hong Kong |
26 Nov |
| Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their Hong Kong offi... |
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AVP/VP, Equities Compliance - Global Investment Bank; HK$70-1M per month
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Robert Half Hong Kong
Salary: HK $70000 - 100000 per mo...
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China-Hong Kong |
26 Nov |
| Our client is an investment bank with expanding business in Asia. As part of growth, they are now seeking a compliance profes... |
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Head of Compliance, Investment Banking ($65k and above)
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Robert Half Hong Kong
Salary: $65,000 or above per mont...
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China-Hong Kong |
26 Nov |
| Our client is a well known Investment Banking and is looking for a self starter, mature, detail oriented person for the role... |
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Senior Manager/Manager, Financial Compliance (HKMA) (50-60k)
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Robert Half Hong Kong
Salary: HK$50,000- HK$60,000 pm
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China-Hong Kong |
26 Nov |
| Our client is looking for an independent, self-motivated and responsible individual to join their Treasury and Finance Functi... |
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Application Support Analyst, Fixed Income
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Global Associates
Salary: -
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China-Hong Kong |
26 Nov |
| Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance |
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Compliance - Equity VP
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Profile Search & Selectio...
Salary: competitive
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China-Hong Kong |
25 Nov |
| Our client is a international investment bank who is looking for a VP of Equity Compliance based in Hong Kong covering Asia E... |
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Compliance of Investment Advisory (Director)
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Global Associates
Salary: Negotiable
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China-Hong Kong |
25 Nov |
| Compliance of Investment Advisory - Law or Business/Accountancy degree with at least 5 years relevant experience in retail ba... |
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Head of Legal & Compliance
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Global Associates
Salary: -
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China-Hong Kong |
25 Nov |
| Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance |
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Compliance Manager
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PeopleSearch Ltd
Salary: Competitive salary
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China-Hong Kong |
25 Nov |
| Our client is looking for a suitable candidate to join their Compliance Department |
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Senior Manager - Compliance
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Morgan McKinley
Salary: Competetive
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China-Hong Kong |
24 Nov |
| A Senior level opportunity has arisen with a rapidly expanding leading financial institution. They have business areas encomp... |
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AVP / MANAGER, COMPLIANCE OFFICER
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Recruitment Intelligence...
Salary: Competitive Package
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China-Hong Kong |
24 Nov |
| Our client is an international financial institution with their Regional Asia Pacific Office in Hong Kong. They offer a wide... |
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Head of Control Room
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Hays Banking Hong Kong
Salary: Excellent
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China-Hong Kong |
23 Nov |
| With an established footprint in the Hong Kong market, this leading investment bank stand out in a number of areas including... |
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COMPLIANCE MANAGER
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Recruitment Intelligence...
Salary: Competitive package
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China-Hong Kong |
19 Nov |
| A leading brokerage house is looking for high calibre candidates to join as Compliance Manager. The position is based in Hon... |
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COMPLIANCE OFFICER
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Recruitment Intelligence...
Salary: Competitive package
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China-Hong Kong |
19 Nov |
| A major international fund house is looking for top calibre candidates to join their compliance team. The position is based... |
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HEAD OF COMPLIANCE, CONSUMER BANKING
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Recruitment Intelligence...
Salary: Competitive package
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China-Hong Kong |
19 Nov |
| A prestigious international bank is looking for outstanding candidates to join as Head of Compliance, Consumer Banking. The... |
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EQUITIES COMPLIANCE, VP
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Recruitment Intelligence...
Salary: Competitive package
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China-Hong Kong |
19 Nov |
| A prestigious investment banking is looking for outstanding candidates to join as Equities Compliance, VP. The position is b... |
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FIXED INCOME COMPLIANCE, ASSOCIATE TO VP
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Recruitment Intelligence...
Salary: Competitive package
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China-Hong Kong |
19 Nov |
| A prestigious investment bank is looking for outstanding candidates to join the Fixed Income Compliance team. The position i... |
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Structurer (Fixed Income Legal & Regulatory Team)
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UBS AG
Salary: Competitive
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China-Hong Kong |
18 Nov |
| An exciting opportunity has arisen to join UBS as a Structurer (Fixed Income Legal & Regulatory Team). |
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