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Hong Kong - Business Operational Risk Manager
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Macquarie
Salary: Information not provided
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China-Hong Kong |
30 Nov |
| Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong. |
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Head of Legal and Compliance
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Grainger West
Salary: Generous package
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Singapore |
30 Nov |
| Legal and Compliance professional urgently required to work for Investment Banking Boutique |
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VP - Asset Management Compliance
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Taylor Root
Salary: Top of market
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Malaysia |
30 Nov |
| Premier US investment bank seeks an experienced compliance professional with strong asset management experience and a good wo... |
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VP, Regional Anti-Money Laundering
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Profile Search & Selectio...
Salary: Competitive base plus bon...
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Singapore |
30 Nov |
| The Asia Pacific Anti-Money Laundering department supports our client's businesses in managing AML risk, is responsible for e... |
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VP Equity Compliance, Global Investment Bank
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Profile Search & Selectio...
Salary: Competitive salary and bo...
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Singapore |
30 Nov |
| My client is a global investment bank with growth plans in 2010 seeking to recruit VP, Equity Compliance for its regional tea... |
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AML Compliance AVP in Global Private Bank
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Profile Search & Selectio...
Salary: Competitive salary and bo...
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Singapore |
30 Nov |
| My client is a European Private Bank looking to hire an AVP within their regional compliance team. |
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Position Limit Monitoring / Control Room Officer
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Morgan McKinley
Salary: Excellent Salary Package
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Singapore |
30 Nov |
| Our client is a top tier global bank which has experienced consistent growth throughout the region. They have an excellent re... |
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VP, Equity Compliance - Major Global Bank
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Morgan McKinley
Salary: Excellent Salary Package
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Singapore |
30 Nov |
| Our client is a major global investment bank which has experienced significant growth throughout the region. They have an ex... |
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Trade Surveillance Professional
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Ambition
Salary: Highly Competitive Salary...
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China-Hong Kong |
30 Nov |
| Surveillance focused Core Compliance role with a leading International Bank |
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Suspicious Transaction Reporting Unit, Analyst
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Legal Futures Japan K.K.
Salary: Commensurate with Experie...
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Japan-Tokyo |
30 Nov |
| A leading investment bank is seeking a Suspicious Transaction Reporting Unit, Analyst for their Tokyo Office. The incumbent... |
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Underwriting Review Professional
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Legal Futures Japan K.K.
Salary: Commensurate with Experie...
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Japan-Tokyo |
30 Nov |
| Underwriting review of all transactions at a leading international investment bank. |
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VP, Central Compliance
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WH Marks Sattin
Salary: Highly Competitive
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Singapore |
30 Nov |
| An exciting opportunity awaits the right candidate to join a global financial institution, covering its Central Compliance fu... |
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Senior Surveillance Manager (8 yrs exp) Hong Kong
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Hughes Castell (Hong Kong...
Salary: Excellent
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China-Hong Kong |
30 Nov |
| Our client is looking for a compliance guru. |
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Reference Data HK, Regulatory Document Specialist, Associate
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Morgan Stanley
Salary: not disclosed
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China-Hong Kong |
30 Nov |
| See job description below |
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IRCC HK, Regulatory Control Group, Analyst/ Associate
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Morgan Stanley
Salary: not disclosed
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China-Hong Kong |
30 Nov |
| See job description below |
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Senior Manager
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ASIC
Salary: EL 2
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Australia-Melbourne |
29 Nov |
| Improve governance standards and promote market confidence. |
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Risk Manager – Operational Risk
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Profusion Group
Salary: Excellent remuneration ba...
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Australia-Sydney |
29 Nov |
| Fantastic career opportunity
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Compliance – Equities Sales & Trading
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ALS International
Salary: Attractive
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China-Hong Kong |
27 Nov |
| Our client is a leading international investment bank. |
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Local Book Reporting Specialist, Shanghai
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Resources Global Professi...
Salary: Negotiable
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China-Shanghai |
27 Nov |
| This is a great career opportunity to work with multinational clients and enjoy a flexible work schedule and corporate benefi... |
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AVP/ VP Surveillance
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Talent2 (HK)
Salary: Attractive Remuneration
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China-Hong Kong |
27 Nov |
| The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,... |
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Head of Control Room
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Talent2 (HK)
Salary: Attractive Remuneration
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China-Hong Kong |
27 Nov |
| Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro... |
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Compliance Officer
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SearchAsia Hong Kong
Salary: Negotiable
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China-Hong Kong |
27 Nov |
| My client is one of the largest reputable securities house. Their activities comprise Equity Brokerage and corporate finance... |
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VP/AVP Client On-Boarding
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WH Marks Sattin
Salary: Competitive
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China-Hong Kong |
27 Nov |
| Top Tier Ibank looking for motivated individual to drive forward their onboarding team |
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Regional Compliance Manager
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Reed Specialist Recruitme...
Salary: Attractive Salary Package
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China-Hong Kong |
27 Nov |
| Our client is one of the worlds' leading financial institution, they are currently seeking a Compliance Manager to join their... |
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Compliance Head - Corporate Finance, Asset Management, Brokerage
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SearchAsia Hong Kong
Salary: Open
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China-Hong Kong |
27 Nov |
| Compliance Head | Report to CRO | Corporate Finance, Asset Management, Securities Brokerage |
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Compliance Manager
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ConnectedGroup Pte Ltd
Salary: Nego
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Singapore |
26 Nov |
| Our client an European investment bank looking out for an entrepreneur individual with strong interpersonal skills with self... |
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Senior Compliance Manger/Director
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ConnectedGroup Pte Ltd
Salary: Attractive Salary
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Singapore |
26 Nov |
| Our client a leading financial advisory firm looking for regulatory and compliance manager/director. |
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Managing Director & RO
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Matthew Hoyle Financial M...
Salary: Excellent remuneration
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China-Hong Kong |
26 Nov |
| Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their Hong Kong offi... |
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AVP/VP, Equities Compliance - Global Investment Bank; HK$70-1M per month
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Robert Half Hong Kong
Salary: HK $70000 - 100000 per mo...
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China-Hong Kong |
26 Nov |
| Our client is an investment bank with expanding business in Asia. As part of growth, they are now seeking a compliance profes... |
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Head of Compliance, Investment Banking ($65k and above)
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Robert Half Hong Kong
Salary: $65,000 or above per mont...
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China-Hong Kong |
26 Nov |
| Our client is a well known Investment Banking and is looking for a self starter, mature, detail oriented person for the role... |
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