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Compliance Consultant Monitoring & Testing
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Northern Trust
Salary: Competitive
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UK-London |
16 Nov |
| This role involves working with the Regional Monitoring and Testing Manager to develop the Corporate Monitoring and Testing P... |
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Compliance Consultant
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Carnegie Consulting
Salary: competitive
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UK-London |
16 Nov |
| A well established consultancy firm are looking for an individual with a minimum of three to five years experience in complia... |
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Senior Underwriter Opportunity – Gloucester
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Royal Bank of Scotland
Salary: Competitive
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UK-South West |
16 Nov |
| NIG in Gloucester is a specialist agricultural underwriting unit. |
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Statutory Reporting Manager
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Royal Bank of Scotland
Salary: Competitive
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UK-Edinburgh |
16 Nov |
| An opportunity has arisen for a Statutory Reporting Manager to join the Central Statutory Reporting team within Shared Servic... |
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Compliance Manager
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Commodity Appointments Lt...
Salary: Negotiable
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UK-South West |
14 Nov |
| Compliance Manager required for International refining and chemicals company, to be based in UK or Geneva |
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ECM/DCM Compliance Advisor
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Badenoch & Clark
Salary: £0-40000
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UK-London |
12 Nov |
| Leading investment bank seems ECM/DCM Compliance Advisor at the VP or Director level. |
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Fixed Income Compliance Officer - Investment Management - London
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Morgan McKinley Group Ltd
Salary: £60k - £75k basic plus pa...
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UK-London |
11 Nov |
| A leading global investment management firm is currently looking to recruit a Fixed Income Compliance Officer for their Londo... |
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Head of Client Onboarding - London - Investment Bank
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Morgan McKinley Group Ltd
Salary: Very competitive Basic pl...
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UK-London |
11 Nov |
| A prestigious global investment bank is currently looking to recruit a Head of Client Onboarding for their London office. |
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Trading Risk Analyst
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Orbis Investment Manageme...
Salary: Competitive
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UK-London |
10 Nov |
| This job is located in Bermuda |
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Investment Guidelines Manager
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ConinghamLee Ltd
Salary: £75-100k
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UK-London |
06 Nov |
| This is a fantastic opportunity for the right person to work within an extremely dynamic environment and further their career |
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Compliance Monitoring Officer
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Hudson
Salary: 200 per day
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UK-London |
05 Nov |
| Our client is a prestigious brokerage firm working in the wholesale markets. Increasing work volumes has led to the need for... |
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Compliance &Ops Risk Officer
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Hudson
Salary: £60000 + car allowance
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UK-London |
29 Oct |
| Our client is a recognised wholesale bank with a high-market profile. The wholesale banking team are looking for an experienc... |
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compliance officer - wholesale
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AJILON (formerly JONATHAN...
Salary: c£70k
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UK-London |
23 Oct |
| You will play a pivotal role in developing/strengthening the existing compliance function with strong interaction with front... |
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Head of Risk & Compliance
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Not Disclosed
Salary: £150,000 & Substantial Bo...
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UK-London |
27 Nov |
| Our client is a leading global financial services provider , based in the heart of Central London |
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Policy , Risk and Regulatory Affairs : Global Investment Bank
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Joslin Rowe Compliance
Salary: £55,000
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UK-London |
27 Nov |
| Our client is is one of the world's foremost investment firm's . The role is as an AVP in the Policy, Risk and Regulatory Aff... |
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Hong Kong - Business Operational Risk Manager
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Macquarie
Salary: Information not provided
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China-Hong Kong |
30 Nov |
| Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong. |
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Regulatory Change Lawyer
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Macquarie
Salary: Information not provided
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Australia-Sydney |
30 Nov |
| Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep... |
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AML Operations Manager
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Macquarie
Salary: Information not provided
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Australia-Sydney |
30 Nov |
| An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program. |
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Suspicious Transaction Reporting Unit, Analyst
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Legal Futures Japan K.K.
Salary: Commensurate with Experie...
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Japan-Tokyo |
30 Nov |
| A leading investment bank is seeking a Suspicious Transaction Reporting Unit, Analyst for their Tokyo Office. The incumbent... |
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Underwriting Review Professional
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Legal Futures Japan K.K.
Salary: Commensurate with Experie...
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Japan-Tokyo |
30 Nov |
| Underwriting review of all transactions at a leading international investment bank. |
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VP, Central Compliance
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WH Marks Sattin
Salary: Highly Competitive
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Singapore |
30 Nov |
| An exciting opportunity awaits the right candidate to join a global financial institution, covering its Central Compliance fu... |
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Senior Surveillance Manager (8 yrs exp) Hong Kong
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Hughes Castell (Hong Kong...
Salary: Excellent
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China-Hong Kong |
30 Nov |
| Our client is looking for a compliance guru. |
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Reference Data HK, Regulatory Document Specialist, Associate
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Morgan Stanley
Salary: not disclosed
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China-Hong Kong |
30 Nov |
| See job description below |
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IRCC HK, Regulatory Control Group, Analyst/ Associate
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Morgan Stanley
Salary: not disclosed
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China-Hong Kong |
30 Nov |
| See job description below |
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Senior Manager
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ASIC
Salary: EL 2
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Australia-Melbourne |
29 Nov |
| Improve governance standards and promote market confidence. |
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Risk Manager – Operational Risk
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Profusion Group
Salary: Excellent remuneration ba...
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Australia-Sydney |
29 Nov |
| Fantastic career opportunity
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Head of Compliance
|
Reed Specialist Recruitme...
Salary: Excellent + Benefits
|
UAE-Dubai |
29 Nov |
| Regional bank looking for a Head of Compliance that is fluent in English / Arabic and has strong regional experience. |
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Investment Compliance Analyst
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Wellington Management Com...
Salary: Competitive
|
USA-MA-Boston |
29 Nov |
| Investment Compliance Analyst |
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Compliance Associate
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Lazard Asset Management
Salary: Competitive - commensurat...
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USA-NY-New York City |
27 Nov |
| LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE.
This position offers a unique and challenging opportunity for someone... |
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Markets Compliance
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McGregor Boyall
Salary: £VERY COMPETITIVE
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UAE-Dubai |
27 Nov |
| A truly challenging opportunity delivering risk-based supervision through relationship management to a broad range of financi... |
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