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Jobs: Compliance / RegulatoryCompliance / Legal
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UK London, Edinburgh, South West
Europe UK, France, Ireland, more...
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31-60 of 222 Jobs Company Location Date
Compliance Officer - Contract
Société Générale - UK
Salary: Excellent
UK-London 26 Nov
The post holder reports into, and is managed on a day to day basis by, the Head of UK Compliance for SGSS
Manager - Banking Tax Accounting & Risk Advisory
Ernst & Young
Salary: Competitive
UK-London 26 Nov
Manager - Banking Tax Accounting & Risk Advisory - London - Competitive Salary
** Compliance Manager - Securities Trading **
Law Professionals
Salary: COMPETITIVE
UK-London 26 Nov
Our client a global dealer broker is looking to bring on board a Compliance Manager to assist in executing the compliance pro...
Legal ISDA Negotiator
Société Générale - UK
Salary: Competitive
UK-London 26 Nov
We have an exciting opportunity for a dynamic individual to join our Derivatives team in Group Legal in a newly defined role....
Commodities lawyer
Société Générale - UK
Salary: Excellent plus Benefits
UK-London 26 Nov
The main focus of this role will be to provide legal support and advice to some business lines within SG CIB's "Commodities C...
Money Laundering Reporting and Compliance Monitoring Assistant
Société Générale - UK
Salary: £Market Rate
UK-London 26 Nov
To assist the Money Laundering Reporting Officer (London) in ensuring that the Group is effective in both deterring and rep...
VAT/Compliance Representative
Bloomberg
Salary: Competitive + Benefits +...
UK-London 25 Nov
The Role:

The Vat / Compliance Team is responsible for submission of Vat / Intrastat Returns for countries within...
Equity Derivatives Compliance Officer - Senior Manager
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
This role will involve coverage of equity derivatives related sales and trading activity and the equity derivatives related a...
Control Group - Surveillance Supervisor
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
Morgan Stanley is looking for a Control Group Supervisor at Manager level to join the team in London.
EMEA Anti-Money Laundering Vice President
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
The Vice President will be a senior member of the UK AML team, which consists of 7 members of staff and is part of the Legal...
Compliance Manager, Direct Marketing
Genworth Financial Inc
Salary: Competitve + bonus + bene...
UK-London 25 Nov
A newly created role to support a growth initiative within our European Lifestyle Protection business.
Head of Compliance and Legal, Commercial Banking
Stevenson James Search &...
Salary: Competitve Salary + Bonus
UK-London 24 Nov
My client occupies a niche space within commercial banking, lending to small businesses within the technology space. As part...
Senior Compliance Advisor
MW Search
Salary: Competitive
UK-London 24 Nov
As part of a specialist compliance function, this highly visible role performs a valuable part in working with key business a...
Head of Control Room
MW Search
Salary: Competitive
UK-London 24 Nov
Establish, develop and manage the banks Control Room as part of a specialist compliance function, created to provide a centra...
Project Manager
Not Disclosed
Salary: Competitive
UK-London 24 Nov
Project Manager with software implementation experience
* STOCKLENDING PRIME BROKERAGE - ADVISORY - IBK *
Law Professionals
Salary: COMPETITIVE
UK-London 24 Nov
Excellent opportunity to join a leading Investment Bank within a trading floor advisory position covering the prime brokerage...
Prime Brokerage Compliance Officer - VP
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 24 Nov
This leading investment bank is looking for an exceptional compliance officer with strong skills in Prime Brokerage and speci...
Client Service Manager
AP Group
Salary: full benefits package
UK-Channel Islands 24 Nov
This is a senior appointment working for a leading, global finanical organisation.
AML Compliance Officer
UBS AG
Salary: Competitive
UK-London 24 Nov
An opportunity has arisen for a Compliance Officer to fill a part time role as a member of the Financial Intelligence Unit (F...
Investment Compliance Monitoring
Change
Salary: £negotiable
UK-Edinburgh 24 Nov
Change are seeking an individual to assist their client, a leading Edinburgh based Fund Management firm, on an ongoing tempor...
Exchange Connectivity - Compliance Project Manager
Kaizen Partnership Techno...
Salary: Salary to attract the bes...
UK-London 23 Nov
Our client, one of the largest and most successful Hedge Funds in the U.S have begun expansion of their operation into the UK...
Head of Structured Finance Administration - £60,000 +
AP Group
Salary: NA
UK-Channel Islands 23 Nov
In this key role you will manage the finance team and undertake the administration of a portfolio of legal entities and struc...
Compliance Consultant - Asset Servicing
Northern Trust
Salary: Competitive
UK-London 23 Nov
Northern Trust is recruiting for a Compliance Consultant within the UK Asset Servicing Compliance team with oversight of whol...
Operational risk Manager - Regulatory Compliance, London
Morgan McKinley Group Ltd
Salary: £65-75k
UK-London 23 Nov
Global bank seeks Operational Risk manager to specialise in regulatory compliance. You will be responsible for developing and...
Head of Compliance
Old Mutual Asset Managers
Salary: Competitive
UK-London 20 Nov
An exciting opportunity has arisen for a Compliance professional. The role of the Compliance Manager is to provide oversight...
Senior Group Compliance Manager
GRS Group
Salary: £75k + bonus & benefits
UK-London 20 Nov
This leading banking group are looking for a Senior compliance manager to join their group function.
Head of Risk Change, EMEA
Northern Trust
Salary: Competitive
UK-London 19 Nov
As a senior Risk Professional you will be responsible for managing key EMEA Risk and Compliance Projects. Whilst each projec...
Risk Manager - Legal Operations
Barclay Simpson
Salary: £60,000 - £65,000 baisc +...
UK-London 18 Nov
This leading financial services group are currently looking to recruit a new Risk Manager to develop and maintain an effectiv...
Business Analyst - Basel II (Capital Reporting)
Practicus
Salary: £400 - £500 per day
UK-London 17 Nov
This Tier 1 Investment Bank is looking to recruit an experienced Business Analyst to work on a project within its Regulatory...
Senior Compliance Consultant
Not Disclosed
Salary: £Neg.
UK-London 17 Nov
A leading Compliance business is keen to identify a Senior Compliance Consultant to be part of a dynamic and client facing te...
Jobs: Compliance / Regulatory (31-60 of 222 Jobs)
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