TradeTech Online: Careers
       
home about us contact us
Career Center Career Center
  Job Seekers Sign in / Register Recruiter's Sign-in
TradeTech Online: Careers
Username
Password
 
  Forget password
New User Register here
Careers Home   |   Find a job   |   Post resume   |   Search by company   |   Contact us
Jobs: Compliance / RegulatoryCompliance / Legal
Send me jobs like these:  Jobs by Email  By email   
UK London, Edinburgh, South West
Europe UK, France, Ireland, more...
North America USA, Canada
Asia Pacific Hong Kong, Singapore, Australia, Japan, China
Middle East & Africa UAE, Qatar, Saudi Arabia
Search within these results Search all jobs Advanced search 
 
181-210 of 221 Jobs Company Location Date
Compliance Administrator
Trust Company of the West
Salary: Competitive salary plus b...
USA-CA-Los Angeles 16 Nov
The Ideal candidate will possess the skills to perform, monitor and/or oversee matters such as: oversight of accounting and a...
Compliance Officer – Controls and AML
UBS
Salary: Competitive
Australia-Melbourne 16 Nov
UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that t...
Compliance Officer
UBS
Salary: Competitive
Australia-Sydney 16 Nov
UBS Global Asset Management is seeking a Compliance Officer to join the Australia Legal and Compliance team.
Compliance Professional
Bloomberg
Salary: Competitive
Singapore 16 Nov
Bloomberg is looking for a compliance professional to join its Asian Compliance team in our Singapore office.
Compliance Officer
Robert Half International
Salary: Base and Bonus
USA-NY-New York City 13 Nov
Compliance Officer-Asset Management-40 ACT
Investment Compliance Officer (m/f)
Credit Suisse Asset Manag...
Salary: An attractive salary pack...
Luxembourg 13 Nov
For our expanding Fund Administration Platform in Luxembourg, we are looking for an Investment Compliance Officer (m/f)
Director Regulatory Compliance
The Forum Group
Salary: Base salary, bonus and be...
USA-NY-New York City 11 Nov
Our client, a global investment bank seeks a Director level compliance professional specifically focused on bank side regulat...
Trading Risk Analyst
Orbis Investment Manageme...
Salary: Competitive
USA-NY-New York City 10 Nov
This job is located in Bermuda
Legal & Compliance Manager
PeopleSearch Pte Ltd
Salary: Negotiable
Singapore 10 Nov
Well-established financial institution looking for the following:
Director, Legal
Barclay Simpson
Salary: Negotiable
China-Hong Kong 10 Nov
Leading, global Financial Services firm, with strong Insurance and Asset Management businesses within the Asia Pacific, they...
Director of Compliance & Legal - Brokerage/ Capital Markets
Barclay Simpson
Salary: Negotiable & Flexible
China-Hong Kong 10 Nov
Outstanding opportunity for a well experienced, lawyer/ legal qualified Compliance and Legal director to head the Hong Kong o...
Director Monitoring and Testing
The Forum Group
Salary: Base plus bonus
USA-NY-New York City 09 Nov
Leading financial services firm is looking to bring on a Director of Compliance to manage the Monitoring and Testing team thr...
Compliance Officer
The Forum Group
Salary: Base plus bonus
USA-NY-New York City 09 Nov
International Bank and B/D is looking for help for a broad compliance candidate.
Compliance - Asset Management
Legal Futures (HK) Limite...
Salary: Above Market
China-Hong Kong 06 Nov
Our client is a market leading asset management company and they are currently seeking for a compliance officer for their Hon...
Compliance Manager
Kim Eng Securities Pte. L...
Salary: Competitive
Singapore 03 Nov
Enjoy the challenge of a rewarding career with Singapore’s leading independent securities broker. We are looking for individu...
L-1109-1444 Compliance Manager, VP - Private Banking >5PQE
Recruit Legal
Salary: Attractive
Singapore 03 Nov
Our client is a top tiered private bank which is often regarded as the best in their industry. Due to continued business grow...
AVP - Compliance Officer
Hamilton Choyce
Salary: Competitive
China-Hong Kong 03 Nov
Our client, a world leading brokerage firm is currently looking for an Assistant Vice President Compliance Officer to join th...
Vice-President, Risk & Compliance (European Funds Giant)
Talent 2 International -...
Salary: -
Singapore 30 Oct
• Join a leading European Funds business moving into Asia • Green-field opportunity to help set build a regional complia...
Compliance and Operational Risk Manager
Hamilton Choyce
Salary: Excellent Remuneration Pa...
China-Hong Kong 27 Oct
The Compliance and Operational Risk Manager will work across the Asia Pacific region supporting the Corporate and Investment...
VP- Bank Regulatory Compliance
Marcus & Associates
Salary: 140-180k with performance...
USA-NY-New York City 20 Oct
Unique oppurtunity to join an elite team at an Investment Bank with a growing presence in Manhattan. Company seeks fast-trac...
Director of Equities Compliance
Howard-Sloan Professional...
Salary: salary plus bonus
USA-NY-New York City 16 Oct
The Director of ECM Origination, Syndicate and Special Equities Compliance is responsible for managing compliance risk, devel...
Compliance Director – Fund Management
Jon Michel Executive Sear...
Salary: Excellent
Australia-Sydney 16 Oct
Establish Compliance Environment For Sydney Operations - Global Firm, Over US$100Bn Under Management - $180,000 - $200,000 Pa...
Credit Analyst
DNA Search and Selection
Salary: Excellent plus superb bon...
USA-TX-Houston 15 Oct
My client a top tier investment bank and trading company are currently expanding their global operations and seek a middle o...
Head of Compliance
Mackenzie Executive Searc...
Salary: Market Rate
Saudi Arabia-Riyadh 11 Oct
We are looking for a compliance professional to establish the compliance function for the Saudi branch of a global financial...
Compliance Manager (One year contract)
PeopleSearch Pte Ltd
Salary: $8,000 - $10,000
Singapore 05 Oct
Our client is looking for AVP, Compliance.
Test & Vacancy Only
Not Disclosed
Salary: Salary description goes h...
Bangladesh 28 Sep
Job summary field. This is just a test job. Please do not apply.
Compliance officer
Recruit Legal
Salary: 3.5k
Singapore 18 Sep
Compliance officer
Compliance Executive - Financial Services (Sing) 2 PQE
Recruit Legal
Salary: Competitive
Singapore 18 Sep
Our client is one of the largest financial advisory groups in the region. There is a new opportunity for a Compliance Executi...
RCCI (Responsable de la Conformité et du Contrôle interne)
Inter-Expansion
Salary: nc
France-Paris 30 Nov
Inter Expansion, société de gestion du groupe Aprionis, recherche un RCCI (Responsable de la Conformité et du Contrôle intern...
Contrôleur interne et Compliance (Bilingue néerlandais et/ou anglais)
ProCapital Belgium SA
Salary: NC
Belgium-Brussels Region 30 Nov
Directement rattaché à notre Responsable Contrôle interne et compliance, vous serez chargé de l'assister dans la gestion des...
Jobs: Compliance / Regulatory (181-210 of 221 Jobs)
TradeTech Online: Careers
 
 

TradeTechOnline members can read company announcements posted by other members, keeping up to date on people's movements and new appointments. Members are invited to contribute relevant announcements.

As a TradeTechOnline members you will have access to on target industry news that helps you stay on the top of the latest developments.

TradeTech Online: Careers
  Home | Conferences | About Us | Contact Us | WBR | Careers Copyright © 2006 WBR, All rights reserved.