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Compliance- Regulatory Securities Operations
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
24 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W... |
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Distressed Debt & Special Situations Compliance Officer
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The Compliance Search Gro...
Salary: Upon Experience
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USA-CA-Los Angeles |
24 Nov |
| A division of a global bank seeks a Compliance Officer. |
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Compliance Administrator
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Not Disclosed
Salary: Competitive / DOE
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USA-CA-Santa Barbara |
24 Nov |
| Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candidate is a skille... |
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Risk Manager
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Cotter Personnel
Salary: Pension
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Ireland-Dublin |
24 Nov |
Risk Manager
This is a new role with a Financial Services provider that has a reinsurance operation here in Dublin... |
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Compliance - Regulatory (trains in NY - relocates to Jacksonville, FL)
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
24 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business.... |
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Compliance -Asset Management
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
24 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business.... |
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Senior Manager - Compliance
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Morgan McKinley
Salary: Competetive
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China-Hong Kong |
24 Nov |
| A Senior level opportunity has arisen with a rapidly expanding leading financial institution. They have business areas encomp... |
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AVP / MANAGER, COMPLIANCE OFFICER
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Recruitment Intelligence...
Salary: Competitive Package
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China-Hong Kong |
24 Nov |
| Our client is an international financial institution with their Regional Asia Pacific Office in Hong Kong. They offer a wide... |
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Regional Monitoring Manager, Anti-Money Laundering, APAC
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Deutsche Bank
Salary: Competitive
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Singapore |
24 Nov |
| As a key member of the APAC AML Leadership team in Singapore, you’ll do more than simply ensure effective internal policies a... |
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Compliance Manager - Financial Services Industry
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PricewaterhouseCoopers
Salary: Competitive
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Australia-Melbourne |
24 Nov |
| PricewaterhouseCoopers is seeking a Compliance Manager to join their Risk & Controls Solutions team in Melbourne. |
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Director - Operational Risk, Governance & Compliance
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PricewaterhouseCoopers
Salary: Competitive
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Australia-Melbourne |
24 Nov |
| PricewaterhouseCoopers is seeking a Director to join their Risk & Controls Solutions team in Melbourne. |
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Mid Level Hedge Fund Compliance
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Michael Page
Salary: 125,000 -170,000
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USA-CT-Greenwich |
23 Nov |
| Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years of experience in... |
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Compliance Officer - PIMCO (Newport Beach, CA)
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PIMCO
Salary: competitive
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USA |
23 Nov |
| TITLE: Compliance Officer
DEPARTMENT: Legal and Compliance – Regulatory Compliance
PIMCO is seeking a Compliance Officer... |
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Head of Control Room
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Hays Banking Hong Kong
Salary: Excellent
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China-Hong Kong |
23 Nov |
| With an established footprint in the Hong Kong market, this leading investment bank stand out in a number of areas including... |
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Country Head of Compliance – Global Investment Bank
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Carmichael Fisher
Salary: $160K - $220K + Bonus (Ne...
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Australia-Sydney |
20 Nov |
| We are currently looking for a senior compliance manager to head up the compliance function for Australia. Reporting into the... |
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Compliance Associate
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Not Disclosed
Salary: competitive
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USA-CT-Greenwich |
19 Nov |
| A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate. The candidate should h... |
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COMPLIANCE MANAGER
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Recruitment Intelligence...
Salary: Competitive package
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China-Hong Kong |
19 Nov |
| A leading brokerage house is looking for high calibre candidates to join as Compliance Manager. The position is based in Hon... |
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COMPLIANCE OFFICER
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Recruitment Intelligence...
Salary: Competitive package
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China-Hong Kong |
19 Nov |
| A major international fund house is looking for top calibre candidates to join their compliance team. The position is based... |
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HEAD OF COMPLIANCE, CONSUMER BANKING
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Recruitment Intelligence...
Salary: Competitive package
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China-Hong Kong |
19 Nov |
| A prestigious international bank is looking for outstanding candidates to join as Head of Compliance, Consumer Banking. The... |
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EQUITIES COMPLIANCE, VP
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Recruitment Intelligence...
Salary: Competitive package
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China-Hong Kong |
19 Nov |
| A prestigious investment banking is looking for outstanding candidates to join as Equities Compliance, VP. The position is b... |
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FIXED INCOME COMPLIANCE, ASSOCIATE TO VP
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Recruitment Intelligence...
Salary: Competitive package
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China-Hong Kong |
19 Nov |
| A prestigious investment bank is looking for outstanding candidates to join the Fixed Income Compliance team. The position i... |
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Director - Investment Banking Compliance
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Derwent Executive Recruit...
Salary: Circa $200K Package plus...
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Australia-Sydney |
19 Nov |
| Leading Global Investment bank with strong compliance culture & reputation |
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Compliance Assistant for Broker Dealer and related Registered Investment Advisor
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Not Disclosed
Salary: Full-time Permanent Posit...
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USA-CT-Greenwich |
18 Nov |
| Compliance assistant will assist CCO with all compliance and regulatory matters. |
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Compliance Officer (IBD & Asset Management)
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Robert Half Singapore
Salary: Competitive
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Singapore |
18 Nov |
| 4 – 5 years of experience in development (Sybase / Oracle) and support. Strong programming skills in C / C++ / Java, working... |
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Structurer (Fixed Income Legal & Regulatory Team)
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UBS AG
Salary: Competitive
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China-Hong Kong |
18 Nov |
| An exciting opportunity has arisen to join UBS as a Structurer (Fixed Income Legal & Regulatory Team). |
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VP Internal Audit - Investment Banking
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Hays Banking
Salary: SGD $150,000 - 200,000 pl...
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Singapore |
18 Nov |
| Major international investment banking organisation.
VP-level role specialising in auditing the Legal, Risk and Compliance... |
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Compliance Officer - Generalist Broker Dealer
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Michael Page
Salary: $80,000 - $120,000
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USA-CT-Greenwich |
17 Nov |
| Our client is a U.S. based brokerage firm with a well established global presence. |
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Compliance Officer
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IBQ
Salary: Competitive
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Qatar-Doha |
17 Nov |
| Compliance Controller is responsible for exercising various compliance tests and periodical checking, depending on the approv... |
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SVP, Wealth & Investment Management Compliance
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Reed Specialist Recruitme...
Salary: Top Tier - $1.5m HKD - $...
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China-Hong Kong |
17 Nov |
| Job Description:
SVP - Wealth & Investment Management Compliance
The individual will be based in Hong Kong to provide... |
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Accounting Consultant
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Objective Paradigm
Salary: Contract
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USA-IL-Chicago |
16 Nov |
| Objective Paradigm is currently searching for a 2-4 year accounting professional for a major financial services firm based in... |
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