 |
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Hong Kong - Business Operational Risk Manager
|
Macquarie
Salary: Information not provided
|
China-Hong Kong |
30 Nov |
| Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong. |
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Fixed Income Compliance Analyst
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Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
30 Nov |
| See job description below |
|
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Alternatives Investment Group and Structured Investments Compliance
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
30 Nov |
| See job description below |
|
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Compliance Assessment - Analyst
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
30 Nov |
| See job description below |
|
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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
30 Nov |
| See job description below |
|
|
Head of Operations Compliance
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
30 Nov |
| See job description below |
|
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Private Banking Compliance Officer
|
Credit Suisse
Salary: Competitive
|
USA-NY-New York City |
30 Nov |
| PB Compliance Officer |
|
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Alternative Investments Senior Compliance Officer
|
Credit Suisse
Salary: Competitive
|
USA-NY-New York City |
30 Nov |
| Senior Compliance Officer |
|
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Institutional Brokerage Compliance Associate
|
Susquehanna International...
Salary: Commensurate with experie...
|
USA-NY-New York City |
30 Nov |
| fixed income compliance corporate bonds |
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RCCI (Responsable de la Conformité et du Contrôle interne)
|
Inter-Expansion
Salary: nc
|
France-Paris |
30 Nov |
| Inter Expansion, société de gestion du groupe Aprionis, recherche un RCCI (Responsable de la Conformité et du Contrôle intern... |
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Head of Compliance and Legal, Commercial Banking
|
Stevenson James Search &...
Salary: Competitve Salary + Bonus
|
UK-London |
30 Nov |
| My client occupies a niche space within commercial banking, lending to small businesses within the technology space. As part... |
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Corporate Finance Analyst - Transactional Focus (3mths - poss Temp to Perm)
|
Not Disclosed
Salary: GBP 50-60k pro rata
|
UK-London |
30 Nov |
| Our client is a major natural resources focused boutique investment bank, looking for immediate corporate finance transaction... |
|
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AVP - Compliance
|
Moody's Corporation
Salary: Not Specified
|
USA-NY-New York City |
30 Nov |
Responsibilities
Department: Moody's compliance function operates globally to provide comp... |
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AVP - Compliance Surveillance
|
Moody's Corporation
Salary: Not Specified
|
USA-NY-New York City |
30 Nov |
Responsibilities
Department: Compliance. Moody's Compliance Department operates globally a... |
|
|
AVP Compliance - Technology
|
Moody's Corporation
Salary: Not Specified
|
USA-NY-New York City |
30 Nov |
Responsibilities
The Role The AVP Compliance Officer will work for an entity operating in... |
|
|
Chief Compliance Officer - Global Investment Advisor
|
Not Disclosed
Salary: Salary plus Bonus
|
USA-NY-New York City |
30 Nov |
| Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
|
|
|
Internal Audit Manager - Dublin South - Perm
|
CareerCompass
Salary: Basic + package
|
Ireland-Dublin |
30 Nov |
| Internal Audit Manager required for high profile European company, with headquarters in Dublin South. |
|
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Regulatory Reporting Manager
|
Hays City
Salary: £100k
|
UK-London |
30 Nov |
| Prestigious financial institution is looking for a regulatory reporting manager to join their senior management team. |
|
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Assistant Compliance Officer
|
Castlestone Management Lt...
Salary: D.O.E
|
UK-London |
30 Nov |
| You will be responsible for assisting the Head of Legal & Compliance in ensuring the company’s activities comply with FSA, SE... |
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Contrôleur interne et Compliance (Bilingue néerlandais et/ou anglais)
|
ProCapital Belgium SA
Salary: NC
|
Belgium-Brussels Region |
30 Nov |
| Directement rattaché à notre Responsable Contrôle interne et compliance, vous serez chargé de l'assister dans la gestion des... |
|
|
Compliance Executive
|
FK International Financia...
Salary: NEG
|
Ireland-Dublin |
30 Nov |
| Working as part of a dynamic team, this is an excellent opportunity to make the next step in your compliance career. You will... |
|
|
Assistant Compliance Officer
|
Fast (Luxembourg)
Salary: not disclosed
|
Luxembourg |
30 Nov |
| Are you an enthusiastic and vibrant individual with at least 2 years compliance within the financial services industry ready... |
|
|
Compliance Manager
|
Fast (Luxembourg)
Salary: not disclosed
|
Luxembourg |
30 Nov |
| Are you looking for an opportunity with an asset management company? Do you want an exciting move forward within compliance /... |
|
|
Head of Legal and Compliance
|
Grainger West
Salary: Generous package
|
Singapore |
30 Nov |
| Legal and Compliance professional urgently required to work for Investment Banking Boutique |
|
|
Finance Business Analyst
|
Morgan Stanley
Salary: Competitive
|
UK-London |
30 Nov |
| Morgan Stanley's Finance division is looking for business analysts to assist with the implementation of a new reporting syste... |
|
|
Compliance Manager
|
Citifocus
Salary: £Negotiable
|
UK-South East |
30 Nov |
| Prestigious global asset management seeks experienced compliance professional with strong knowledge of asset management opera... |
|
|
Business Consultants
|
Not Disclosed
Salary: Competitive
|
UK-London |
30 Nov |
| Business Consultants required |
|
|
Compliance Consultant
|
Carnegie Consulting
Salary: competitive
|
UK-London |
30 Nov |
| A well established consultancy firm are looking for an individual with a minimum of three to five years experience in complia... |
|
|
VP - Asset Management Compliance
|
Taylor Root
Salary: Top of market
|
Malaysia |
30 Nov |
| Premier US investment bank seeks an experienced compliance professional with strong asset management experience and a good wo... |
|
|
Head of Compliance
|
Northern Trust
Salary: Competitive
|
Luxembourg |
30 Nov |
| Northern Trust is recruiting for a Head of Compliance - Mainland Europe and Middle East based in Luxembourg. |
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