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Jobs: Compliance / RegulatoryCompliance / Legal
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UK London, Edinburgh, South West
Europe UK, France, Ireland, more...
North America USA, Canada
Asia Pacific Hong Kong, Singapore, Australia, Japan, China
Middle East & Africa UAE, Qatar, Saudi Arabia
Search within these results Search all jobs Advanced search 
 
1-30 of 221 Jobs Company Location Date
compliance officer - wholesale
AJILON (formerly JONATHAN...
Salary: c£70k
UK-London 23 Oct
You will play a pivotal role in developing/strengthening the existing compliance function with strong interaction with front...
Compliance – Equities Sales & Trading
ALS International
Salary: Attractive
China-Hong Kong 27 Nov
Our client is a leading international investment bank.
Trade Surveillance Professional
Ambition
Salary: Highly Competitive Salary...
China-Hong Kong 30 Nov
Surveillance focused Core Compliance role with a leading International Bank
Institutional Contract Lawyer
ANZ
Salary: not disclosed
Singapore 26 Nov
See job description below
Client Service Manager
AP Group
Salary: full benefits package
UK-Channel Islands 24 Nov
This is a senior appointment working for a leading, global finanical organisation.
Head of Structured Finance Administration - £60,000 +
AP Group
Salary: NA
UK-Channel Islands 23 Nov
In this key role you will manage the finance team and undertake the administration of a portfolio of legal entities and struc...
Senior Manager
ASIC
Salary: EL 2
Australia-Melbourne 29 Nov
Improve governance standards and promote market confidence.
COMPLIANCE ASSISTANT OFFICER
Axis Luxembourg
Salary: N/A
Luxembourg 27 Nov
Our client is a financial company
ECM/DCM Compliance Advisor
Badenoch & Clark
Salary: £0-40000
UK-London 12 Nov
Leading investment bank seems ECM/DCM Compliance Advisor at the VP or Director level.
DYNAMIC SENIOR FUND ADMINISTRATOR
Badenoch & Clark Luxembou...
Salary: bonus and benefits
Luxembourg 30 Nov
This position is focussed on maintaining a strong overview of the performance of the company's funds by 1. building strong wo...
Risk Manager - Legal Operations
Barclay Simpson
Salary: £60,000 - £65,000 baisc +...
UK-London 18 Nov
This leading financial services group are currently looking to recruit a new Risk Manager to develop and maintain an effectiv...
Compliance Officer - AML
Barclay Simpson
Salary: £Excellent Package + Hous...
Qatar-Doha 26 Nov
Our client is a leading and unique financial services organisation based in central Doha, Qatar. As they continue to grow and...
Compliance Officer – Company Secretary
Barclay Simpson
Salary: £Excellent Package + Hous...
Qatar-Doha 26 Nov
Our client is a leading and unique financial services organisation based in central Doha, Qatar. As they continue to grow and...
Compliance Officer – Control Room
Barclay Simpson
Salary: £Excellent Package + Hous...
Qatar-Doha 26 Nov
Our client is a leading and unique financial services organisation based in central Doha, Qatar. As they continue to grow and...
Director, Legal
Barclay Simpson
Salary: Negotiable
China-Hong Kong 10 Nov
Leading, global Financial Services firm, with strong Insurance and Asset Management businesses within the Asia Pacific, they...
Director of Compliance & Legal - Brokerage/ Capital Markets
Barclay Simpson
Salary: Negotiable & Flexible
China-Hong Kong 10 Nov
Outstanding opportunity for a well experienced, lawyer/ legal qualified Compliance and Legal director to head the Hong Kong o...
Country Head of AML
Barclay Simpson Middle Ea...
Salary: AED Excellent Package + B...
UAE-Dubai 26 Nov
As one of the world’s premier banking groups, our client is going through a period of exciting change and is currently lookin...
Compliance Risk Manager - Secured Lending
Barclays
Salary: not disclosed
UK-Wales 30 Nov
See job description below
Director, Compliance Officer – Fixed Income Trading
Barry Shoot & Associates
Salary: 150K - 175K Base + Bonus
USA-NY-New York City 24 Nov
The Director, Fixed Income Compliance will focus primarily on ensuring that the fixed income business meets it regulatory an...
VAT/Compliance Representative
Bloomberg
Salary: Competitive + Benefits +...
UK-London 25 Nov
The Role:

The Vat / Compliance Team is responsible for submission of Vat / Intrastat Returns for countries within...
Tradng Systems Account Manager
Bloomberg
Salary: Competitive
UK-London 16 Nov
In this role, you will be managing accounts and providing solutions to our clients. You will have daily interaction with clie...
Compliance Professional
Bloomberg
Salary: Competitive
Singapore 16 Nov
Bloomberg is looking for a compliance professional to join its Asian Compliance team in our Singapore office.
VIE 16 mois Compliance Officer Banque Privée
BNP Paribas Luxembourg
Salary: nc
Luxembourg 17 Nov
VIE 16 mois Compliance Officer Banque Privée
Juriste dans l'équipe Master Agreements (H/F)
CALYON
Salary: Competitive
France-Paris 29 Nov
Juriste dans l'équipe Master Agreements (H/F)
Global Markets Administration, Business Risk & Control
Capital People
Salary: Competitive
Japan-Tokyo 25 Nov
A Global Investment Bank is now seeking for a calibre candidate to join their Global Market Administration Team in Tokyo.
Internal Audit Manager - Dublin South - Perm
CareerCompass
Salary: Basic + package
Ireland-Dublin 30 Nov
Internal Audit Manager required for high profile European company, with headquarters in Dublin South.
Country Head of Compliance – Global Investment Bank
Carmichael Fisher
Salary: $160K - $220K + Bonus (Ne...
Australia-Sydney 20 Nov
We are currently looking for a senior compliance manager to head up the compliance function for Australia. Reporting into the...
Compliance Consultant
Carnegie Consulting
Salary: competitive
UK-London 30 Nov
A well established consultancy firm are looking for an individual with a minimum of three to five years experience in complia...
Assistant Compliance Officer
Castlestone Management Lt...
Salary: D.O.E
UK-London 30 Nov
You will be responsible for assisting the Head of Legal & Compliance in ensuring the company’s activities comply with FSA, SE...
Investment Compliance Monitoring
Change
Salary: £negotiable
UK-Edinburgh 24 Nov
Change are seeking an individual to assist their client, a leading Edinburgh based Fund Management firm, on an ongoing tempor...
Jobs: Compliance / Regulatory (1-30 of 221 Jobs)
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