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Jobs: Compliance / RegulatoryCompliance / Legal
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UK London, Edinburgh, North East, more...
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1-30 of 231 Jobs Company Location Date
Head of Client Onboarding
Macquarie
Salary: Information not provided
UK-London 21 Nov
This is a new role giving you the opportunity to work closely with key stake holders across our businesses to standardise the...
Risk Analyst - Asset Management - Latentzero - London/City
Saul & Partners
Salary: Up to £45K + Bonus + Bene...
UK-London 21 Nov
Risk Analyst required by top tier Asset Management firm in the heart of the City with strong investment management for portfo...
SENIOR MANAGER - PRUDENTIAL TEAM
Incarter International Lt...
Salary: Excellent for the best ca...
UK-London 21 Nov
Regulatory and Risk Management team in international consultancy seeks Senior Manager. Fast growing advisor to all types of f...
Compliance & AML Officer
Maxis Securities Ltd
Salary: Plus Benefits
UK-London 20 Nov
A London based UK securities and investment firm, subsidiary of a FT Europe 500 company, is looking for a Compliance & AML Of...
Compliance Officer with Japanese
Euro London Banking and F...
Salary: Competitive + excellent b...
UK-London 20 Nov
A leading Asset Management firm is actively looking for a Compliance Professional to join their team in London. This is an ex...
Compliance Officer
Euro London Banking and F...
Salary: Competitive + benefits
UK-London 20 Nov
A leading Asset Management firm is actively looking for a Compliance Professional to join their team in London. This is an ex...
Dutch speaking documentation specialist
Euro London Banking and F...
Salary: Competitive
UK-London 20 Nov
The bank’s Global Product Solutions division provides Cash Management products and services to a global client base. To suppo...
Deputy MLRO
Eames Consulting
Salary: £70,000 - £120,000 + bene...
UK-London 20 Nov
My client, a leading European financial services firm with a Global reach are looking for an exceptional individual to join t...
Product Governance
Citifocus
Salary: £Negotiable
UK-London 20 Nov
Role is based within the Product Governance area and key responsibilities will be to manage the legal and regulatory processe...
Corporate Finance Analyst - Transactional Focus (3mths - possTemp to Perm)
Not Disclosed
Salary: GBP 50-60k pro rata
UK-London 20 Nov
Our client is a major natural resources focused boutique investment bank, looking for immediate corporate finance transaction...
Compliance Manager
Old Mutual Asset Managers
Salary: Competitive
UK-London 20 Nov
An exciting opportunity has arisen for a Compliance professional. The role of the Compliance Manager is to provide oversight...
Senior Group Compliance Manager
GRS Group
Salary: £75k + bonus & benefits
UK-London 20 Nov
This leading banking group are looking for a Senior compliance manager to join their group function.
Compliance Consultant
MandG
Salary: Competitive
UK-London 20 Nov
M&G Investments, part of the Prudential Group, is a city based investment company with assets under management of more than &...
AML Compliance Officer
UBS AG
Salary: Competitive
UK-London 20 Nov
An opportunity has arisen for a Compliance Officer to fill a part time role as a member of the Financial Intelligence Unit (F...
** TAKEOVER PANEL DISCLOSURES - CONTRACT POSITION **
Law Professionals
Salary: NA
UK-London 20 Nov
Contract with a leading investment bank within the control room handling takeover panel disclosure requirements
Compliance Risk Assessment and Monitoring
Hays City
Salary: £60,000
UK-London 20 Nov
My client is an investment banking firm that provides M&A, strategic alliances, equity and debt underwriting, sales and tradi...
Financial Markets Europe Compliance Officer
Standard Chartered Bank
Salary: Competitive
UK-London 20 Nov
Financial Markets Compliance
Compliance & Risk Analyst
Hays City
Salary: £50-60k
UK-London 20 Nov
A experienced Compliance generalist is required to effectively operate across the organization to provide advice on regulator...
Senior Compliance Manager - Regulatory Change
Hays City
Salary: £85,000
UK-London 20 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Senior Manager Control Room - Investment Bank
Hays City
Salary: £100,000
UK-London 20 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Compliance Manager
Hays City
Salary: £70,000 + Car + LTA + Ben...
UK-London 19 Nov
My client is growing organisation that has an excellent reputation within the market. They are currently recruiting for two a...
Head of Risk Change, EMEA
Northern Trust
Salary: Competitive
UK-London 19 Nov
As a senior Risk Professional you will be responsible for managing key EMEA Risk and Compliance Projects. Whilst each projec...
Chief Operating Officer
Sequoia Consulting
Salary: Commensurate with experie...
UK-South East 19 Nov
Responsible for leadership, management and business direction of operational resources, delivering high standards of operatio...
Head of Financial Crime & MLRO
Société Générale - UK
Salary: Market Rate
UK-London 19 Nov
The Head of Financial Crime and MLRO is responsible for developing and managing the anti-financial crime programme on behalf...
Money Laundering Reporting and Compliance Monitoring Assistant
Société Générale - UK
Salary: £Market Rate
UK-London 19 Nov
To assist the Money Laundering Reporting Officer (London) in ensuring that the Group is effective in both deterring and rep...
Compliance Consultant
Nelson Scott Ltd
Salary: Competitive salary
UK-London 19 Nov
Assisiting our clients with their FSA regulatory responsibilities. Seeking bright individuals to be part of a growing team, h...
Senior Regulatory Change Manager
MW Search
Salary: Competitive
UK-London 19 Nov
Senior candidate needed for a high profile regulatory affairs position, overseeing multiple business areas within the bank, i...
AML & Governance Manager
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 19 Nov
My client is a leading global financial services provider with a strong global presence.
Futures Compliance Officer
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 19 Nov
Our client is a leading financial services provider with offices throughout the globe. Due to expansion a vacancy has arisen...
Central Compliance Services Manager
Not Disclosed
Salary: £55,000
UK-London 19 Nov
A wonderful opportunity within a premier global investment firm , chiefly active in global capital markets and global wealth...
Jobs: Compliance / Regulatory (1-30 of 231 Jobs)
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